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Brian Bausman Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Brian Bausman of Ameriprise Financial Services, LLC?

Brian Bausman (CRD #2949470) who is currently registered with Ameriprise Financial Services, LLC and located in Warrenton, Virginia is a subject of one of our many securities industry sales practice abuse investigations.

Brian Bausman Customer Complaints

Brian Bausman has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Brian Bausman’s 2 customer complaints was settled in favor of investor. One of Brian Bausman’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Brian Bausman  

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendation that customer open fee based managed accounts.
  • Unsuitable investments in annuities.

Brian Bausman Red Flags & Your Rights As An Investor

Of course, Brian Bausman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Bausman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Bausman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Brian Bausman

If you have questions about Ameriprise Financial Services, LLC and/or Brian Bausman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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