DID BRIAN LUCAS BAUGHMAN CAUSE YOU INVESTMENT LOSSES?
Brian Baughman Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Brian Baughman of Edward Jones?
Brian Baughman (CRD #5468323) who is currently registered with Edward Jones and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Brian Baughman Customer Complaint
Brian Baughman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Baughman violated a duty of care by recommending unsuitable investments. Brian Baughman’s customer complaint was settled in favor of the investor.
Brian Baughman Red Flags & Your Rights As An Investor
Of course, Brian Baughman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Baughman at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brian Baughman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Edward Jones Due To Brian Baughman
If you have questions about Edward Jones and/or Brian Baughman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.