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Brendan Patrick Shaw Formerly With Integrated Advisors Network Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Brendan P. Shaw formerly with Integrated Advisors Network?

Brendan Shaw (CRD #4721215) who was formerly registered with Integrated Advisors Network and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Integrated Advisors Network, Brendan Shaw was associated with Purshe Kaplan Sterling Investments and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Brendan Shaw Customer Complaints

In his career, Brendan Shaw has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. There are currently 3 pending customer complaints filed against Purshe Kaplan Sterling Investments for investment losses caused by Brendan Shaw’s alleged misconduct.

Allegations Against Brendan Shaw

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Fraudulent, unsuitable and excessive trading in client’s advisory accounts by Brendan Shaw at an unaffiliated RIA firm.
  • Fraudulent and excessive trading in brokerage accounts held at TD Ameritrade and managed by Thomson Financial Advisors LLC, an investment advisory firm with which Mr. Shaw was associated.
  • Claimants allege churning, lack of proper supervision, unsuitable investments and use of manipulative, deceptive, and fraudulent actions by Brendan Shaw to induce claimants to open line of credit.

Brendan Shaw Red Flags & Your Rights As An Investor

Of course, Brendan Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brendan Shaw at Integrated Advisors Network on alert to review carefully the activity and performance of their accounts and question whether Brendan Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Integrated Advisors Network which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Integrated Advisors Network

If you have questions about Integrated Advisors Network and/or Brendan Shaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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