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Brendan Behan Of Aegis Capital Corp. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Brendan Behan of Aegis Capital Corp.?

Brendan Behan (CRD #5681974) who is currently registered with Aegis Capital Corp. and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.

Brendan Behan Customer Complaints

Brendan Behan has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. There are currently 2 pending customer complaints filed against Brendan Behan’s current employer Aegis Capital Corp. for investment losses caused by the alleged misconduct.

Allegations Against Brendan Behan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Churning, unsuitable investment recommendations and unauthorized trading in customer’s account.

Brendan Behan Red Flags & Your Rights As An Investor

Of course, Brendan Behan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brendan Behan at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Brendan Behan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Brendan Behan

If you have questions about Aegis Capital Corp. and/or Brendan Behan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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