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Brandon Potter formerly with J.P. Morgan Securities LLC Has to Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Brandon Potter formerly with J.P. Morgan Securities LLC?

Brandon Potter (CRD #6279793) who was formerly registered with J.P. Morgan Securities LLC and located in Bayside, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Brandon Potter was associated with Morgan Stanley another investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

J.P. Morgan Securities LLC Broker Misconduct

In his career, Brandon Potter has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of those customer complaints filed against Brandon Potter’s former employer J.P. Morgan Securities LLC for investment losses caused by his alleged misconduct were recently denied by the company. To date, the customers have not filed their arbitration claims.

Allegations Against Brandon Potter

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Client alleged unsuitable investment recommendations relating to mutual fund investments.
  • Client alleged that Brandon Potter failed to disclose fees associated with mutual fund investment.

Brandon Potter Red Flags & Your Rights As An Investor

Of course, Brandon Potter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Potter at J.P. Morgan Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brandon Potter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC about Brandon Potter in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC

If you have questions about J.P. Morgan Securities LLC, Morgan Stanley and/or Brandon Potter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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