DID BENJAMIN NEIL HAAS CAUSE YOU INVESTMENT LOSSES?
Benjamin Haas Of LPL Financial And US Wealth Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Benjamin Haas of LPL Financial?
Benjamin Haas (CRD #5125147) who is currently registered with LPL Financial, US Wealth Management and located in Kutztown, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Benjamin Haas Customer Complaint
Benjamin Haas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that advisory accounts were mismanaged during certain periods, that advisory fees were collected on cash balances, that certain recommendations were unsuitable, and that 401k rollover should have been made to his Roth account. Benjamin Haas’ customer complaint was settled in favor of the investors.
Benjamin Haas Red Flags & Your Rights As An Investor
Of course, Benjamin Haas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Haas at LPL Financial and US Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Benjamin Haas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and US Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Benjamin Haas
If you have questions about LPL Financial, US Wealth Management, and/or Benjamin Haas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.