DID BARRY PITTENGER CAUSE YOU INVESTMENT LOSSES?
Barry Pittenger Of ProEquities, Inc. And Formerly With Lincoln Financial Securities And Independent Advisers Group Has One Customer Complaint For Alleged Broker Misconduct
Who is Barry Pittenger of ProEquities, Inc.?
Barry Pittenger (CRD #2405032) who is currently registered with ProEquities, Inc. and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to ProEquities, Inc., Barry Pittenger was associated with Lincoln Financial Securities, Independent Advisers Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Barry Pittenger Customer Complaint
Barry Pittenger has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence and breach of fiduciary duty in the establishment of a joint with rights of survivorship account that should have been established as tenants in the entirety. Barry Pittenger’s customer complaint was denied and, to date, the customer has not taken any further action.
Barry Pittenger Red Flags & Your Rights As An Investor
Of course, Barry Pittenger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Pittenger at ProEquities, Inc., Lincoln Financial Securities, and Independent Advisers Group on alert to review carefully the activity and performance of their accounts and question whether Barry Pittenger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ProEquities, Inc., Lincoln Financial Securities, and Independent Advisers Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At ProEquities, Inc. Due To Barry Pittenger
If you have questions about ProEquities, Inc., Lincoln Financial Securities, Independent Advisers Group, and/or Barry Pittenger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.