DID BARON THOMAS WILLIS CAUSE YOU INVESTMENT LOSSES?
Baron Willis Of Chelsea Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Baron Willis of Chelsea Financial Services?
Baron Willis (CRD #1161335) who is currently registered with Chelsea Financial Services and located in Alpine, California is a subject of one of our many securities industry sales practice abuse investigations.
Baron Willis Customer Complaint
Baron Willis has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Baron Willis engaged in selling away without the firm’s authorization and sold the customer a promissory note. Baron Willis’ customer complaint was settled in favor of the investors.
Baron Willis Red Flags & Your Rights As An Investor
Of course, Baron Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Baron Willis at Chelsea Financial Services on alert to review carefully the activity and performance of their accounts and question whether Baron Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Chelsea Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Chelsea Financial Services Due To Baron Willis
If you have questions about Chelsea Financial Services and/or Baron Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.