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Barney Moore Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Barney Moore of Equitable Advisors?

Barney Moore (CRD #4322338) who is currently registered with Equitable Advisors and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Barney Moore Customer Complaints

Barney Moore has been the subject of 2 customer complaints that we know about. One of Barney Moore’s 2 customer complaints was settled in favor of investors. One of Barney Moore’s customer complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Barney Moore

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Attorney alleged that when contracts were exchanged, Barney Moore transferred the client’s tax free insurance death benefit into an annuity where the value above tax basis and the insurance policy will be taxable as ordinary income to the beneficiaries upon his death.  Client requested the firm to restore his variable life insurance policy and reimburse any costs/expenses associated.
  • Client alleged Barney Moore did not disclose necessary material information in the sale of a Jackson National variable annuity.

Barney Moore Red Flags & Your Rights As An Investor

Of course, Barney Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barney Moore at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Barney Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Barney Moore

If you have questions about Equitable Advisors and/or Barney Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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