DID ATHISHAY GANGADHARAN CAUSE YOU INVESTMENT LOSSES?
Athishay Gangadharan Of Kestra Investment Services, LLC And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Athishay Gangadharan of Kestra Investment Services, LLC?
Athishay Gangadharan (CRD #5531128) who is currently registered with Kestra Investment Services, LLC and located in Montclair, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services, LLC, Athishay Gangadharan was associated with TIAA-CREF Individual & Institutional Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Athishay Gangadharan Customer Complaint
Athishay Gangadharan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that financial advisor ignored her instructions to move her assets to safety in light of spreading news related to the coronavirus and further, the financial advisor invested the client’s cash and that she suffered financial losses. Athishay Gangadharan’s customer complaint was settled in favor of the investors.
Athishay Gangadharan Red Flags & Your Rights As An Investor
Of course, Athishay Gangadharan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Athishay Gangadharan at Kestra Investment Services, LLC and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Athishay Gangadharan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Athishay Gangadharan
If you have questions about Kestra Investment Services, LLC, TIAA-CREF Individual & Institutional Services, LLC and/or Athishay Gangadharan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.