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Arthur Faren Of Truist Investment Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Arthur Faren of Truist Investment Services, Inc.?

Arthur Faren (CRD #1958380) who is currently registered with Truist Investment Services, Inc. and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Inc., Arthur Faren was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Arthur Faren Customer Complaints

Arthur Faren has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Arthur Faren’s 6 customer complaints were settled in favor of investors. Three of Arthur Faren’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Arthur Faren’s former employer Suntrust Investment Services, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Arthur Faren

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations of common and preferred stock.
  • Unauthorized sales of mutual funds.
  • Unsuitable investment recommendations of mutual funds.
  • Unsuitable investment recommendations of junk bonds.

Arthur Faren Red Flags & Your Rights As An Investor

Of course, Arthur Faren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Faren at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Arthur Faren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Arthur Faren

If you have questions about Truist Investment Services, Inc., Wells Fargo Clearing Services, LLC and/or Arthur Faren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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