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Anthony Morris Of International Assets Advisory And Formerly With Lincoln Investment And Investors Capital Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Anthony Morris of International Assets Advisory?

Anthony Morris (CRD #2849581) who is currently registered with International Assets Advisory and located in El Paso, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, Anthony Morris was associated with Lincoln Investment, Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Anthony Morris Customer Complaints

Anthony Morris has been the subject of 4 customer complaints that we know about. One of Anthony Morris’ 4 customer complaints was settled in favor of investors. Three of Anthony Morris’ customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Anthony Morris

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged that they received inadequate disclosures and that their investment had been misrepresented allegedly by Anthony Morris.
  • In an attempt to obtain a surrender-free withdrawal outside of the free-look period, client claimed to have not received a prospectus or contract allegedly from Anthony Morris.
  • Anthony Morris’ alleged Investment losses, failure to process transfer.
  • The client purchased an annuity allegedly recommended by Anthony Morris. The client alleged he purchased the annuity to provide income for his spouse after his death. The client contacted the annuity carrier and was advised the income rider ends upon his death.

Anthony Morris Red Flags & Your Rights As An Investor

Of course, Anthony Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Morris at International Assets Advisory, Lincoln Investment, and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether Anthony Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, Lincoln Investment, and Investors Capital and also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At International Assets Advisory Due To Anthony Morris

If you have questions about International Assets Advisory, Lincoln Investment, Investors Capital, and/or Anthony Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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