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Anthony Leopizzi Of Ameriprise Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Anthony Leopizzi of Ameriprise Financial Services?

Anthony Leopizzi (CRD #1697946) who is currently registered with Ameriprise Financial Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations.

Anthony Leopizzi Customer Complaints

Anthony Leopizzi has been the subject of 7 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Anthony Leopizzi’s 7 customer complaints were settled in favor of investors. Five of Anthony Leopizzi’s customers’ complaints were denied and the customers did not take any further action.

Allegations Against Anthony Leopizzi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that Anthony Leopizzi’s lack of advisor knowledge related to tax laws and a transfer made resulted in a loss.
  • The client alleged an automatic bank deduction had not been started for her variable universal life insurance policy by Anthony Leopizzi.
  • The client alleged Anthony Leopizzi did not have his best interest in mind when recommending and opening a strategic portfolio services account.
  • The client alleged Anthony Leopizzi sold TSLA shares in his advisor-driven managed accounts without the client’s authorization on March 17, 2020.
  • The client alleged his variable universal life policy was misrepresented by Anthony Leopizzi at the time of purchase.
  • The client’s attorney alleged Anthony Leopizzi recommended investments which exceed their risk tolerance.

Anthony Leopizzi Red Flags & Your Rights As An Investor

Of course, Anthony Leopizzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Leopizzi at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Anthony Leopizzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Anthony Leopizzi

If you have questions about Ameriprise Financial Services and/or Anthony Leopizzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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