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Anthony Fusco Formerly With Legend Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Anthony Fusco formerly with Legend Securities, Inc.?

Anthony Fusco (CRD #2704753) who was formerly registered with Legend Securities, Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Anthony Fusco Customer Complaints

Anthony Fusco has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Anthony Fusco’s 2 customer complaints resulted in an Award in favor of investors. There is currently 1 pending customer complaint filed against Anthony Fusco’s former employer Legend Securities, Inc. for investment losses caused by the alleged misconduct.

Allegations Against Anthony Fusco

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • An arbitration award was entered, breach of fiduciary duty, churning, fraud, manipulations, misrepresentations, and nondisclosures, unauthorized trading in violation of blue sky laws in excess of $1 million, including punitive damages.
  • Unsuitable investment recommendations, overconcentration, and churning.

Anthony Fusco Red Flags & Your Rights As An Investor

Of course, Anthony Fusco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Fusco at Legend Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Fusco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Legend Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Legend Securities, Inc. Due To Anthony Fusco

If you have questions about Legend Securities, Inc. and/or Anthony Fusco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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