| Read Time: 2 minutes | Sagepoint Financial Complaints |

DID ANDREW ELLIS OSTER CAUSE YOU INVESTMENT LOSSES?

Andrew Oster Formerly With SagePoint Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Andrew Oster formerly with SagePoint Financial?

Andrew Oster (CRD #4635272) who was formerly registered with SagePoint Financial and located in Edmond, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.

Andrew Oster Customer Complaints

Andrew Oster has been the subject of 2 customer complaints that we know about. One of Andrew Oster’s 2 customer complaints was settled in favor of investors. One of Andrew Oster’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Andrew Oster

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary obligation, negligence allegedly by Andrew Oster.
  • Client alleged that Andrew Oster’s sale of variable annuity was not suitable.

Andrew Oster Red Flags & Your Rights As An Investor

Of course, Andrew Oster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Oster at SagePoint Financial on alert to review carefully the activity and performance of their accounts and question whether Andrew Oster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SagePoint Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At SagePoint Financial Due To Andrew Oster

If you have questions about SagePoint Financial and/or Andrew Oster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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