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Andrew Campbell Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Andrew Campbell of Charles Schwab & Co., Inc.?

Andrew Campbell (CRD #5976630) who is currently registered with Charles Schwab & Co., Inc. and located in Westlake, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Andrew Campbell Customer Complaints

Andrew Campbell has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Andrew Campbell’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Andrew Campbell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that Andrew Campbell’s recommendation to sell Cash Secured Equity Puts was unsuitable
  • Customer alleged unauthorized trading by Andrew Campbell

Andrew Campbell Red Flags & Your Rights As An Investor

Of course, Andrew Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Campbell at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Andrew Campbell

If you have questions about Charles Schwab & Co., Inc.and/or Andrew Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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