| Read Time: 2 minutes |


Amanda Ton Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Amanda Ton of USCA Securities LLC?

Amanda Ton (CRD #1532181) who is currently registered with USCA Securities LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Amanda Ton Customer Complaints

Amanda Ton has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Amanda Ton’s 3 customer complaints was settled in favor of investors. Two of Amanda Ton’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Amanda Ton

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Negligence, breach of contract, breach of fiduciary duty, and breach of securities industries rules and regulations related to an oil and gas private placement investment recommended by Amanda Ton.

Amanda Ton Red Flags & Your Rights As An Investor

Of course, Amanda Ton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Ton at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Ton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Amanda Ton

If you have questions about USCA Securities LLC and/or Amanda Ton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars