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Amanda Berry Formerly With MML Investors Services, LLC And NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Amanda Berry formerly with MML Investors Services, LLC?

Amanda Berry (CRD #5651609) who was formerly registered with MML Investors Services, LLC and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Amanda Berry was associated with NYLife Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Amanda Berry Customer Complaints

Amanda Berry has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Amanda Berry’s 3 customer complaints were settled in favor of investors.

Allegations Against Amanda Berry

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Amanda Berry made misrepresentations for the purposes of having a customer move her funds to an account that was owned by the registered representative and her husband. 
  • Amanda Berry replaced the customer’s life insurance policy without proper disclosure and created bank statements for the purposes of deceiving the customer’s mortgage company in regard to these investment accounts.
  • Customer alleged that he did not authorize to purchase of life insurance, and that Amanda Berry forged his signature.
  • The deceased insured’s wife claimed that neither she nor her husband authorized or signed any transfer of ownership forms related to a life insurance policy.  Further, that the benefit was paid to Amanda Berry’s future spouse who is named as the owner and beneficiary 8 months before the insured/former owner of the policy passed away.

Amanda Berry Red Flags & Your Rights As An Investor

Of course, Amanda Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Berry at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Amanda Berry

If you have questions about MML Investors Services, LLC, NYLife Securities LLC and/or Amanda Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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