DID ALLEN GLADE MCKELL CAUSE YOU INVESTMENT LOSSES?
Allen Glade Mckell Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Allen G. Mckell formerly with FSC Securities?
Allen Mckell (CRD #2494700) who was formerly registered with FSC Securities and located in Valencia, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities, Allen Mckell was associated with 1st Global Capital and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
FSC Securities Broker Misconduct
In his career, Allen Mckell has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Allen Mckell’s 2 customer complaints was settled in favor of investors. One of the customers’ complaints was denied and the customers did not take any further action.
Allegations Against Allen Mckell
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Client alleges recommendation of alternative investment was not suitable.
- Claimant asserts registered representative recommendation of Wells REIT was unsuitable.
Allen Mckell Red Flags & Your Rights As An Investor
Of course, Allen Mckell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Mckell at FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Allen Mckell has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at FSC Securities which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At FSC Securities
If you have questions about FSC Securities and/or Allen Mckell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.