DID ALISON NICOLE STINE CAUSE YOU INVESTMENT LOSSES?
Alison Stine Of GWN Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Alison Stine of GWN Securities Inc.?
Alison Stine (CRD #6148042) who is currently registered with GWN Securities Inc. and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to GWN Securities Inc., Alison Stine was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Alison Stine Customer Complaint
Alison Stine has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Alison Stine forged the signature of another registered representative on account opening documentation and misrepresented an unsuitable Variable annuity.Alison Stine’s customer complaint was settled in favor of the investors.
Alison Stine Red Flags & Your Rights As An Investor
Of course, Alison Stine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alison Stine at GWN Securities Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Alison Stine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. and Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Alison Stine
If you have questions about GWN Securities Inc., Equitable Advisors, LLC and/or Alison Stine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.