DID ALEJANDRO GONZALEZ CAUSE YOU INVESTMENT LOSSES?
Alejandro Gonzalez Of UBS Financial Services Inc. And Formerly With EFG Capital International Has A Customer Complaint For Alleged Broker Misconduct
Who is Alejandro Gonzalez of UBS Financial Services Inc.?
Alejandro Gonzalez (CRD #6961543) who is currently registered with UBS Financial Services Inc. and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Alejandro Gonzalez was associated with EFG Capital International and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Alejandro Gonzalez Customer Complaint
Alejandro Gonzalez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alejandro Gonzalez engaged in unauthorized trading and disbursements.Alejandro Gonzalez’s customer complaint was settled in favor of the investors.
Alejandro Gonzalez Red Flags & Your Rights As An Investor
Of course, Alejandro Gonzalez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alejandro Gonzalez at UBS Financial Services Inc. and EFG Capital International on alert to review carefully the activity and performance of their accounts and question whether Alejandro Gonzalez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and EFG Capital International also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Alejandro Gonzalez
If you have questions about UBS Financial Services Inc., EFG Capital International and/or Alejandro Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.