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Alec Pedersen Of Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Alec Pedersen of Ameriprise Financial Services?

Alec Pedersen (CRD #4497387) who is currently registered with Ameriprise Financial Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.

Alec Pedersen Customer Complaints

Alec Pedersen has been the subject of 2 customer complaints that we know about. Both of Alec Pedersen’s customers’ complaints were denied and, to date, the customers have not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Allegations Against Alec Pedersen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleged that Alec Pedersen was involved in misappropriation of funds, insurance fraud, negligence, mismanagement of funds and breach of contract.
  • The client alleged the recommendation provided by Alec Pedersen to purchase two RiverSource Variable Annuities was not in his best interest.

Alec Pedersen Red Flags & Your Rights As An Investor

Of course, Alec Pedersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alec Pedersen at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Alec Pedersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Alec Pedersen

If you have questions about Ameriprise Financial Services and/or Alec Pedersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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