DID ALBERTO ENRIQUE BOULTON CAUSE YOU INVESTMENT LOSSES?
Alberto Boulton Of Merrill Lynch Pierce Fenner & Smith Incorporated And Formerly With MML Investors Services, LLC And Hold Brothers Capital LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated?
Alberto Boulton (CRD #6639531) who is currently registered with Merrill Lynch Pierce Fenner & Smith Incorporated and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith Incorporated, Alberto Boulton was associated with MML Investors Services, LLC, Hold Brothers Capital LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Alberto Boulton Customer Complaint
Alberto Boulton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alberto Boulton made unsuitable investment recommendations and failed to file the client’s instructions connection with a managed account. Alberto Boulton’s customer complaint was denied and, to date, the customer has not taken any further action.
Alberto Boulton Red Flags & Your Rights As An Investor
Of course, Alberto Boulton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Boulton at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Alberto Boulton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Incorporated Due To Alberto Boulton
If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC, Hold Brothers Capital LLC and/or Alberto Boulton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.