| Read Time: 2 minutes | Sagepoint Financial Complaints | United Planners Complaints |

It’s critical to know as much about the people with whom you’re entrusted your money as possible. There are several places where you may learn more about someone’s background, including their prior employment history, regulatory enforcement actions, and client complaints.

If you believe that you may have lost money due to Alan Gnoinski‘s conduct, you may not be alone. We will do our best to answer any questions you may have.


Alan Gnoinski Of Sagepoint Financial, Inc. And Formerly With United Planners’ Financial Services of America A Limited Partner Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Alan Gnoinski of Sagepoint Financial, Inc.?

Alan Gnoinski (CRD #4416094) who is currently registered with Sagepoint Financial, Inc. and located in Williamsvillle, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Alan Gnoinski was associated with United Planners’ Financial Services of America A Limited Partner and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Alan Gnoinski Customer Complaints

Alan Gnoinski has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Alan Gnoinski’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Alan Gnoinski

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Client alleged that Alan Gnoinski made misrepresentations and unsuitable investment recommendations with respect to a REIT investment.
  • Customer alleged that documents related to the purchase of a variable annuity contained forged signatures.

Alan Gnoinski Red Flags & Your Rights As An Investor

Of course,  Alan Gnoinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Gnoinski at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner on alert to review carefully the activity and performance of their accounts and question whether Alan Gnoinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and United Planners’ Financial Services of America A Limited Partner also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Alan Gnoinski

If you have questions about Sagepoint Financial, Inc., United Planners’ Financial Services of America A Limited Partner, and/or Alan Gnoinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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