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Adam Trent Formerly With Charles Schwab & Co., Inc. And Optionsxpress, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Adam Trent formerly with Charles Schwab & Co., Inc.?

Adam Trent (CRD #5039682) who was formerly registered with Charles Schwab & Co., Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Charles Schwab & Co., Inc., Adam Trent was associated with Optionsxpress, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Adam Trent Customer Complaint

Adam Trent has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Trent made an unsuitable recommendation to utilize options trading in her brokerage account. Adam Trent’s customer complaint was denied and, to date, the customer has not taken any further action.

Adam Trent Red Flags & Your Rights As An Investor

Of course, Adam Trent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Trent at Charles Schwab & Co., Inc. and Optionsxpress, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Trent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. and Optionsxpress, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Adam Trent

If you have questions about Charles Schwab & Co., Inc., Optionsxpress, Inc., and/or Adam Trent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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