| Read Time: 2 minutes | First Republic Securities Complaints | Wells Fargo Advisors Complaints |


Adam MacDonald Of First Republic Securities, First Republic Investment Management And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Adam MacDonald of First Republic Securities?

Adam MacDonald (CRD #5199964) who is currently registered with First Republic Securities, First Republic Investment Management and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Republic Securities and First Republic Investment Management, Adam MacDonald was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Adam MacDonald Customer Complaint

Adam MacDonald has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that positions were purchased and sold without her consent resulting in tax consequences. Adam MacDonald’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Adam MacDonald Red Flags & Your Rights As An Investor

Of course, Adam MacDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam MacDonald at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Adam MacDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At First Republic Securities Due To Adam MacDonald

If you have questions about First Republic Securities, First Republic Investment Management, Wells Fargo Clearing Services, and/or Adam MacDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars