DID ADAM DOUGLAS MACDONALD CAUSE YOU INVESTMENT LOSSES?
Adam MacDonald Of First Republic Securities, First Republic Investment Management And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Adam MacDonald of First Republic Securities?
Adam MacDonald (CRD #5199964) who is currently registered with First Republic Securities, First Republic Investment Management and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Republic Securities and First Republic Investment Management, Adam MacDonald was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Adam MacDonald Customer Complaint
Adam MacDonald has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that positions were purchased and sold without her consent resulting in tax consequences. Adam MacDonald’s customer complaint was denied and, to date, the customer has not taken any further action.
Adam MacDonald Red Flags & Your Rights As An Investor
Of course, Adam MacDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam MacDonald at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Adam MacDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At First Republic Securities Due To Adam MacDonald
If you have questions about First Republic Securities, First Republic Investment Management, Wells Fargo Clearing Services, and/or Adam MacDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.