| Read Time: 2 minutes |


Adam Fritzsche Formerly With IFS Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Adam Fritzsche formerly with IFS Securities?

Adam Fritzsche (CRD #2821218) who was formerly registered with IFS Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to IFS Securities, Adam Fritzsche was associated with Citizens Securities, Inc., LPL Financial, LLC, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

While associated with LPL Financial, LLC, Adam Fritzsche consented to FINRA sanctions for making unsuitable investment recommendations and concentrating the customer’s account in alternative investments that were speculative, illiquid and unsuitable.  The sanction was a suspension for one year.  Adam Fritzsche served his suspension and again and reemployed in the securities industry.

Adam Fritzsche Customer Complaint

Adam Fritzsche has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Fritzsche falsified customers signatures on investment documents, that the customer’s liquid net worth, total net worth, and annual income were misrepresented on investment applications, and that investment ultimately recommended was unsuitable for her. Fritzsche’s customer complaint was settled in favor of the investors.

Adam Fritzsche Red Flags & Your Rights As An Investor

Of course, Adam Fritzsche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Fritzsche at IFS Securities and Citizens Securities, Inc.on alert to review carefully the activity and performance of their accounts and question whether Adam Fritzsche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Citizens Securities, Inc.also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At IFS Securities Due To Adam Fritzsche

If you have questions about IFS Securities, Citizens Securities, Inc., and/or Adam Fritzsche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars