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Adam Fountain Formerly With Herald Investment Marketing, LLC and Tranceka Capital, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Adam Fountain formerly with Herald Investment Marketing, LLC?

Adam Fountain (CRD #3258431) who was formerly registered with Herald Investment Marketing, LLC and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Herald Investment Marketing, LLC, Adam Fountain was associated with Tranceka Capital, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Adam Fountain Customer Complaint

Adam Fountain has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a $2.2 million-dollar investment in a real estate development Company, named Capital Hill Subway, LLC in Seattle, Washington that was solicited by Adam Fountain.  Adam Fountain’s customer complaint was denied and, to date, the customer has not taken any further action.

Adam Fountain Red Flags & Your Rights As An Investor

Of course, Adam Fountain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Fountain at Herald Investment Marketing, LLC and Tranceka Capital, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Fountain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herald Investment Marketing, LLC and Tranceka Capital, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Herald Investment Marketing, LLC Due To Adam Fountain

If you have questions about Herald Investment Marketing, LLC, Tranceka Capital, LLC,and/or Adam Fountain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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