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DID AARON BRIAN GRAHAM CAUSE YOU INVESTMENT LOSSES?

Aaron Graham Of United Planners’ Financial Services Of America A Limited Partner And AG Financial Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Aaron Graham of Ag Financial?

Aaron Graham (CRD #3167246) who is currently registered with United Planners’ Financial Services Of America A Limited Partner, AG Financial and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations.

Aaron Graham Customer Complaints

Aaron Graham has been the subject of 2 customer complaints that we know about. One of Aaron Graham’s 2 customer complaints was settled in favor of investors. One of Aaron Graham’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Aaron Graham

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged claims of forgery, unauthorized trading and unsuitability by Aaron Graham in connection with claimant’s investments in Manulife annuity and with her children’s investments in variable annuities.
  • Client made complaints concerning Aaron Graham’s unsuitable investment recommendations and relating to the management in his account.

Aaron Graham Red Flags & Your Rights As An Investor

Of course, Aaron Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Graham at United Planners’ Financial Services Of America A Limited Partner and AG Financial on alert to review carefully the activity and performance of their accounts and question whether Aaron Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services Of America A Limited Partner and AG Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At United Planners’ Financial Services Of America A Limited Partner Due To Aaron Graham

If you have questions about United Planners’ Financial Services Of America A Limited Partner, AG Financial, and/or Aaron Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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