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Aaron Adcock of CapFinancial Securities, LLC Has One Customer Complaint For Alleged Broker Misconduct

Who is Aaron Adcock of CapFinancial Securities?

Aaron Adcock (CRD #4849315) who is currently registered with CapFinancial Securities, LLC and located in Chesterton, Indiana is a subject of one of our many securities industry sales practice abuse investigations.

Prior to CapFinancial Securities, LLC, Aaron Adcock was associated with Lakeside Wealth Management Group and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

CapFinancial Securities, LLC Broker Misconduct

In his career, Aaron Adcock has been the subject of one customer complaint that we know about. This complaint was settled in favor of investors.

Allegations Against Aaron Adcock

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Client states that REIT was misrepresented in 2013.

Aaron Adcock Red Flags & Your Rights As An Investor

Of course, Aaron Adcock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Adcock at CapFinancial Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Aaron Adcock has engaged in any stockbroker misconduct that may have caused them investment losses.

There have been a large number of customer complaints at CapFinancial Securities, LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At CapFinancial Securities, LLC

If you have questions about CapFinancial Securities, LLC and/or Aaron Adcock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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