Feb 19, 2025

Coralia Boudreaux Formerly With Edward Jones FIRED

Coralia Boudreaux (CRD #6756105) , who was formerly registered as a broker with Edward Jones and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Coralia Claudia Boudreaux worked for two major securities firms as a registered broker during her career: Morgan Stanley (March 2019 – March 2021) and Edward Jones (January 2022 – November 2024). She has passed four industry exams: two general industry/product exams and two multi-state securities law exams, including Series 7 and Series 66. Her recent termination from Edward Jones stemmed from concerns of not following internal policies related to off-channel communications and complaints.

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Feb 8, 2025

Esther Jin Formerly With Edward Jones FIRED

Esther Jin (CRD #5058539) who was formerly registered as a broker with Edward Jones and located in Novato, California, is a subject of one of our many securities industry sales practice abuse investigations. Esther Hong Jin’s employment history includes five firms, with the most recent being Edward Jones, where she worked from April 2023 to October 2024. Prior to Edward Jones, Ms. Jin had brief stints at MetLife Securities Inc. (2008-2009), Citigroup Global Markets Inc. (2007), and Morgan Stanley (2006-2007). She has been active in the securities industry, passing four general industry/product exams and one multi-state securities law exam. However, she has not completed any principal/supervisory exam. Her most recent employment with Edward Jones ended on October 22, 2024, following allegations of her not adhering to firm policies related to lending arrangements with clients and selling away. She is currently not registered with any securities firms.

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Jan 16, 2025

Brandon Lacefield Formerly With Edward Jones FIRED

Brandon Lacefield (CRD #6889654) who was formerly registered as a broker with Edward Jones and located in Mesquite, Texas is a subject of one of our many securities industry sales practice abuse investigations. Brandon Tyler Lacefield has a professional background in the financial sector with Edward Jones as a Financial Advisor from October 2018 to October 2024. in Mesquite, Texas. During this time, he passed two general industry/product exams and one multi-state securities law exam, earning him the qualifications to operate as a General Securities Representative. He does not hold any principal or supervisory qualifications. His professional history includes an internship at Northwestern Mutual and early experience in real estate and assistant roles, showcasing a diverse employment history prior to his financial advisory career. He was terminated by Edward Jones on October 17, 2024, following allegations of failing to comply with company policies regarding outside accounts.

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Nov 7, 2024

Jennifer Nelson of Edward Jones FIRED

Jennifer Nelson (CRD #7096757) who was formerly registered as a broker with Edward Jones and located in Claremont, New Hampshire, is a subject of one of our many securities industry sales practice abuse investigations. Jennifer L. Nelson began her securities career in 2019 with Edward Jones, where she served as a financial advisor until May 2024. She has passed two general industry/product exams and one multi-state securities law exam, gaining knowledge to support her advisory role. Nelson’s employment with Edward Jones ended following allegations of inadequate account servicing, specifically related to timeliness, adherence to client complaint policies, and deadlines for Simple IRAs.

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Sep 12, 2024

Alex Englund of Edward Jones FIRED

DID ALEX STEPHEN GERARD CAUSE YOU INVESTMENT LOSSES? Alex Englund Formerly With Edward Jones was terminated on August 1, 2024 for not adhering to the Firm’s client signature policy. Alex Englund Employment History Alex S. Englund has experience working with a securities firm, Edward Jones, where he was registered from July 2019 to August 2024 in Shelbyville, Kentucky. Throughout his career, he passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in June 2019 and the General Securities Representative Examination (Series 7) in July 2019. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66), in August 2019. Englund has not passed any principal or supervisory exams. Englund is not currently registered with any firm. His record includes one disclosure event, a termination from Edward Jones in August 2024. The termination was due to concerns about his adherence to the firm’s client signature policy. The relevant documents were subsequently re-signed by the clients, and this event was not related to any specific product. Alex Englund Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Alex Englund is a red flag which should put all current and former customers of Alex Englund at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alex Englund engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alex Englund If you have questions about Edward Jones and/or Alex Englund and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2024

Akinfolarin Sessi of Edward Jones FIRED

DID AKINFOLARIN SESSI CAUSE YOU INVESTMENT LOSSES? Akinfolarin Sessi, formerly With Edward Jones, was terminated on August 16, 2024 for failure to provide complete information during a compliance investigation. Akinfolarin Sessi Employment History Akinfolarin Oladayo Sessi is a securities broker who was last registered with Edward Jones in St. Louis, Missouri, from July of 2017 to August 2024. Sessi worked for Edward Jones. He worked at offices located in Florissant and St. Louis, Missouri. Over his career, Sessi has passed two general industry/product exams—the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in July 2017. Additionally, he has passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in July 2017. Sessi’s registration status is currently inactive, with no current registrations. He was discharged from Edward Jones on August 16, 2024, due to allegations of failing to provide complete information during a compliance investigation. Despite the termination, there are no records of criminal convictions or civil judgments against him. Akinfolarin Sessi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Akinfolarin Sessi is a red flag which should put all current and former customers of Akinfolarin Sessi at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Akinfolarin Sessi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Edward Jones Due To Akinfolarin Sessi If you have questions about Edward Jones and/or Akinfolarin Sessi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2024

Kimson Cao of Edward Jones Reviews

Kimson Cao (CRD #4357783) , located in Houston, Texas, is currently employed with Edward Jones where he has been since November 1, 2010. He has a longstanding career in the financial services industry, having previously worked with several firms including Jonathan Roberts Advisory Group, J.W. Cole Financial, Inc., and Linsco/Private Ledger Corp. Cao is registered with four Self-Regulatory Organizations (SROs) and is licensed to operate in 13 U.S. states and territories. He has passed three key securities industry exams: the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Uniform Securities Agent State Law Examination. His professional qualifications also include a Certified Financial Planner designation.

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Jul 21, 2024

Thomas Rose Of Edward Jones Reviews

Thomas Rose (CRD #4711678) , located in Greenville, South Carolina, has been registered as a broker with Edward Jones since November 25, 2003. His extensive registration history demonstrates his long-term association with a single firm, showing stability and deep-rooted expertise in the industry. Rose is currently licensed in 20 U.S. states and territories and is registered with four Self-Regulatory Organizations (SROs). He has passed two general industry/product exams (Series 7 and SIE) and two multi-state securities law exams (Series 63 and 66), showcasing a comprehensive grasp of both general and state-specific securities laws.

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May 10, 2024

Lincoln Mason formerly with Edward Jones

DID LINCOLN LUCAS MASON CAUSE YOU INVESTMENT LOSSES? Lincoln Mason Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Lincoln Mason Customer Complaints Lincoln Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Lincoln Mason’s alleged misconduct in favor of the investment.  The same brokerage firm denied another customer recently and so far it does not appear that the investor is taken any further action Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Lincoln Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lincoln Mason at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lincoln Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lincoln Mason  If you have questions about Edward Jones and/or Lincoln Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Shelley Moffatt of Edward Jones

DID SHELLEY MARIE MOFFATT CAUSE YOU INVESTMENT LOSSES? Shelley Moffatt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Shelley Moffatt Customer Complaints Shelley Moffatt has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by Edward Jones and the investors took no further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shelley Moffatt Red Flags & Your Rights As An Investor Of course, Shelley Moffatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelley Moffatt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shelley Moffatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shelley Moffatt  If you have questions about Edward Jones and/or Shelley Moffatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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