Nov 28, 2024

David Ward Formerly With Sovran Advisors, LLC FIRED

DID DAVID MICHAEL WARD CAUSE YOU INVESTMENT LOSSES? David Ward Formerly With Sovran Advisors, LLC was terminated on September 20, 2024, following allegations of policy violations regarding client communication and text message retention David Ward Employment History and Termination David M. Ward has an extensive career spanning several firms. Most recently, he was associated with Sovran Advisors, LLC from February 2024 until September 2024. He has also worked with firms like MML Investors Services, LLC and Lincoln Financial Advisors, among others. Mr. Ward is currently employed with Cetera Advisor Networks LLC as of February 22, 2024, registered in 14 U.S. states and territories. During his career, Mr. Ward passed two general industry/product exams and two multi-state securities law exams: David Ward was terminated by Sovran Advisors, LLC on September 20, 2024. The allegations involved breaches of firm policies, including communications with clients and text message retention, as well as requesting a personal loan from a client. Additionally, the firm accused him of misleading them during their investigation. Negative Disclosure David Ward Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Ward is a red flag which should put all current and former customers of David Ward at Cetera Advisor Networks LLC or Sovran Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ward engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC or Sovran Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC or Sovran Advisors, LLC Due To David Ward If you have questions about Cetera Advisor Networks LLC or Sovran Advisors, LLC and/or David Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 21, 2024

Norman Robbins Of Ameriprise Financial Services, LLC Reviews

DID NORMAN ARNOLD ROBBINS CAUSE YOU INVESTMENT LOSSES? Norman Robbins Of Ameriprise Financial Services, LLC And Formerly With Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Norman Robbins Customer Complaints and Reviews Norman Arnold Robbins has several negative disclosures, including regulatory events and customer disputes: Allegations Against Norman Robbins The specific allegations and accusations against Norman Arnold Robbins include: Norman Robbins Red Flags & Your Rights As An Investor Of course, Norman Robbins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Robbins at Ameriprise Financial Services, LLC Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Norman Robbins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC, Cetera Advisor Networks LLC, and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Norman Robbins If you have questions about Ameriprise Financial Services, LLC, Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Norman Robbins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2024

Holland of Cetera Advisor Networks LLC

DID GARY WILLIAM HOLLAND CAUSE YOU INVESTMENT LOSSES? Gary Holland Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Holland Customer Complaints Gary Holland has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investors. The other for customer complaints were denied by Gary Hollands employers in the investors took no further action. Allegations Against Gary Holland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Holland Red Flags & Your Rights As An Investor Of course, Gary Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Holland at Cetera Advisor Networks LLC  and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Gary Holland If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Gary Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 11, 2023

Kevin Adam of Cetera Advisors LLC

DID KEVIN PATRICK ADAM CAUSE YOU INVESTMENT LOSSES? Kevin Adam Of Cetera Advisors LLC Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Adam Customer Complaints Kevin Adam has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Kevin Adams current and former employers and to date, the investors have not taken any further action. There is currently one customer complaint pending against Cetera Advisors LLC for Kevin Adam’s alleged misconduct in the Circuit Court of Boone County, Missouri. Allegations Against Kevin Adam A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Adam Red Flags & Your Rights As An Investor Of course, Kevin Adam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Adam at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Adam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Kevin Adam If you have questions about Cetera Advisors LLC and/or Kevin Adam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Malloch of Cetera Advisors LLC

DID RYAN L MALLOCH CAUSE YOU INVESTMENT LOSSES? Ryan Malloch Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Malloch Customer Complaint Ryan Malloch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable REITs investment. Cetera Advisors settled the customer dispute in favor of the investor. Ryan Malloch Red Flags & Your Rights As An Investor Of course, Ryan Malloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Malloch at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Malloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Ryan Malloch If you have questions about Cetera Advisors LLC and/or Ryan Malloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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