Wisconsin Investment Fraud Lawyer

Wisconsin investment loss and stockbroker fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Wisconsin.

Have you fallen victim to investment losses? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment / securities fraud lawyer who is dedicated to protecting your rights as a Wisconsin-based investor.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here. We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Wisconsin law as it applies to investment fraud cases.

Don’t let investment fraud ruin your financial future – contact the Law Offices of Robert Wayne Pearce, P.A. today via our quick-response form, or call our Milwaukee office line a (800) 732-2889.

¿Pérdidas de inversión? Podemos ayudarle

Discuta sus opciones legales con un abogado de The Law Offices of Robert Wayne Pearce, P.A.

Obtenga una consulta gratuita

o llámenos al (800) 732-2889.

Wisconsin and Federal Laws That Protect Investors That we Can Leverage For You

Wisconsin investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards to prevent excessive losses and fraud include:

• Leyes y reglamentos clave
  
  • Wisconsin Uniform Securities Law: The cornerstone of Wisconsin investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
  • Wisconsin Business Corporation Lawreholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
  • Wisconsin Deceptive Trade Practices Act (DTPA): This broad law empowers investors to take action against unfair or deceptive investment practices.
    
• Organismos rectores
  • Wisconsin Department of Financial Institutions: This agency is the primary watchdog for the Wisconsin securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
  • Office of the Wisconsin Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Wisconsin investors.
• Organismos reguladores nacionales
  • FINRA (Autoridad Reguladora de la Industria Financiera): La FINRA supervisa a todos los agentes de bolsa de Estados Unidos, establece normas éticas, vela por el cumplimiento de la legislación sobre valores y ofrece recursos educativos a los inversores. Trabaja junto a la SEC (Securities and Exchange Commission) para ofrecer una amplia protección al inversor.

Recursos útiles

• Wisconsin Department of Financial Institutions:  https://dfi.wi.gov/Pages/Home.aspx
• Office of the Wisconsin Attorney General, Consumer Protection Division: https://www.doj.state.wi.us/dls/consumer-protection/consumer-protection
• FINRA: https://www.finra.org/
• SEC - https://www.sec.gov/ 

How our Attorneys Can Help You

Sí, las pérdidas de inversión forman parte de la inversión, pero cuando los corredores cometen fraude, pueden ser considerados legalmente responsables. Si cree que ha sido víctima de un fraude de inversión, es importante que se ponga en contacto con un abogado especializado en fraudes de inversión con experiencia en este tipo de casos. También puede ser necesario alertar a organismos reguladores como la SEC o la FINRA sobre posibles manipulaciones del mercado o uso de información privilegiada.

The earlier you take action, the better your chances of securing compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have a strong track record of helping numerous investors reclaim their losses from investment fraud. We will conduct a comprehensive investigation of your case, identify any misrepresentations or fraudulent activities, and vigorously advocate for your right to justice and rightful compensation.

Si ha perdido dinero debido a negligencia o fraude por parte de un corredor de bolsa o asesor, la forma más fácil de saber si tiene un caso es llamar a nuestra oficina al 800-732-2889. Así es como nuestro bufete de abogados expertos en fraude de inversión puede abogar por usted:

• Representar y asesorar: Actuaremos como su representante legal, asesorándole sobre sus derechos y opciones durante todo el proceso.
• Investigación y análisis: Investigaremos a fondo su caso, analizando meticulosamente los documentos financieros y los posibles esquemas fraudulentos para descubrir pruebas de irregularidades.
• Identificación de las partes responsables: Trabajaremos estratégicamente para identificar a todas las partes potencialmente responsables, incluidos corredores, asesores financieros e instituciones financieras.
• Presentar quejas y demandas: Presentaremos quejas formales ante los organismos reguladores (como la SEC o la FINRA) y, cuando sea necesario, iniciaremos demandas judiciales para proteger sus intereses.
• Litigar y negociar: Somos hábiles litigantes listos para luchar agresivamente por usted en los tribunales o en arbitraje. Además, vamos a negociar sin descanso para asegurar el acuerdo más favorable posible.
• Recuperar pérdidas: Nuestro objetivo final es recuperar sus pérdidas financieras y protegerle de daños mayores. Estamos orientados a los resultados y comprometidos a lograr la máxima recuperación financiera que se merece.

Can I Recover my Investment Losses in Wisconsin?

To recover your investment losses, you need to demonstrate that your broker-dealer or financial advisor either breached the Wisconsin Uniform Securities Law, violated their fiduciary duty to you as an investor, or acted negligently.

En la mayoría de los casos, esto significa presentar una demanda de arbitraje FINRA contra el corredor-agente y/o el representante.

La mayoría de los casos de fraude de valores son tratados por la FINRA (Autoridad Reguladora de la Industria Financiera) en lugar de ser llevados al sistema judicial.

El arbitraje FINRA es una forma ágil y rentable de resolver los litigios entre los inversores y sus corredores sin tener que acudir a los tribunales; también le permite cobrar daños punitivos, que no están disponibles en los tribunales civiles.

¿Sabías que...? Robert Pearce, abogado especializado en fraudes de inversión, ha recaudado él solo más de 175 millones de dólares en nombre de sus clientes.

Over the past two decades, Robert Pearce has successfully secured more than $175 million in recovery for his investor clients. Remarkably, he has achieved recovery of funds for over 99% of his clients, utilizing various methods such as settlements, arbitrations, and courtroom litigation.

No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.

Robert Pearce luchará por sus derechos día tras día para conseguir la recuperación que le corresponde.

¿Qué puede hacer por los inversores un abogado especializado en fraudes de inversión?

Un abogado especializado en fraudes de inversión ayuda a los inversores a recuperar las pérdidas de inversión que perdieron por culpa de un asesor financiero o un corredor que no actuó en su mejor interés. Normalmente, el abogado ayudará al inversor a recuperar sus pérdidas a través de un proceso denominado arbitraje FINRA.

¿Pérdidas de inversión? Hablemos.

o llámenos al 800-732-2889.

Testimonios de clientes

What Are the WI Statute of Limitations?

When dealing with investment fraud cases, acting quickly is crucial due to the statutes of limitations imposed by both Wisconsin and federal laws, which dictate the deadlines for filing legal claims. In Wisconsin, the general statute of limitations for fraud claims is three years from the discovery date.

On the federal level, securities fraud cases must typically be filed within five years of the violation or within two years of when the fraud could reasonably have been discovered. Consulting with an attorney promptly is essential to ensure that your claim is filed within the required timeframe.

Tipos de casos de fraude de inversiones y valores con los que podemos ayudarle a representarle

In Wisconsin, investors face numerous types of investment fraud. Common schemes include unsuitable investments, where recommendations do not align with an investor’s needs, and forced liquidation, where brokers sell assets without warning or advising on margin calls.

Ponzi schemes promise high returns but are fraudulent. Excessive trading, or churning, generates commissions for advisors at the investor’s expense. Misrepresentation and omission involve deceptive information about investments. Breach of fiduciary duty occurs when advisors prioritize their interests over clients’.

Other prevalent frauds include unauthorized trading, failure to supervise, overconcentration, theft of client funds, mutual fund sales violations, excessive markups/markdowns, and selling away. Broker and advisor negligence, margin abuse, and conflicts of interest are also common.

Additionally, risky private placements, cryptocurrency fraud, 401(k) plan misconduct, microcap fraud, mining investment fraud, EB-5 program fraud, and advance fee schemes pose significant risks to investors in Wisconsin.

Póngase en contacto con nosotros

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Wisconsin investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

Si es usted un inversor que ha sufrido recientemente pérdidas de inversión debidas a un posible fraude con valores o inversiones, queremos ayudarle.

If you have questions about how to move forward, contact our team online or call our Milwaukee office line a (800) 732-2889 for a free confidential consultation with a Wisconsin securities lawyer. We will fight aggressively for your financial recovery and for justice.

Nuestro bufete trabaja con clientes de todo el estado:

Robert Wayne Pearce tiene décadas de experiencia de primera mano en el arbitraje de valores FINRA, y es uno de los expertos preeminentes en esta materia tanto a nivel nacional como internacional.