The award-winning Massachusetts investment fraud attorneys at the Law Offices of Robert Wayne Pearce P.A. represent investors who’ve lost money due to stockbroker fraud and brokerage firm misconduct. We help victims recover their losses through FINRA arbitration and other legal channels.

If your broker misrepresented investments, made unauthorized trades, or recommended unsuitable investments, you’re not alone and it’s not your fault. Our securities attorneys have over 45 years of experience protecting investors’ rights. We’ve recovered more than $175 million for clients who trusted financial advisors who violated their fiduciary duty.

We handle all types of investment fraud cases in Massachusetts including broker negligence, churning, and failure to supervise. Our firm represents investors in FINRA claims against major brokerage firms and independent advisors. Securities fraud victims often blame themselves, but dishonest brokers bear full responsibility for investment losses caused by their misconduct.

Recovery is possible when you have experienced legal representation. Our attorneys understand the complex regulations that govern the securities industry and know how to prove your case. We work on contingency, meaning you pay nothing unless we recover money for you.

Don’t wait to protect your rights—contact us on our Boston line at (800) 732-2889 for a free consultation. We’ll review your case at no cost and explain how we can help you reclaim your financial security.

Our law firm is of course fully licensed in Massachusetts and serves clients throughout the state and nationwide:

How a Massachusetts Investment Fraud Attorney Can Help You

If you have been the victim of investment fraud, understanding your rights and the avenues for recovering losses is critical. The Massachusetts investment and stockbroker fraud attorneys at the Law Offices of Robert Wayne Pearce P.A. provide strategic, experienced representation to protect and recover your investments.

Unsuitable Investments and Failure to Diversify

Investment advisors must recommend investments that align with your financial goals, risk tolerance, and investment profile. Under the Massachusetts Uniform Securities Act (Chapter 110A), failure to meet this obligation can lead to liability. Our investment fraud lawyers can evaluate your advisor’s recommendations and potentially recover losses resulting from unsuitable investments or failure to diversify your portfolio.

Ponzi Schemes and Pyramid Schemes

Ponzi schemes promise high returns by fraudulently paying earlier investors with funds from new investors, violating federal securities laws and Massachusetts statutes such as Chapter 110A. Attorneys at Robert Wayne Pearce P.A. possess extensive experience uncovering such schemes and pursuing aggressive recovery actions.

Excessive Trading (Churning)

Churning involves brokers excessively trading to generate commissions, harming investors’ accounts. It breaches fiduciary duties and violates regulations enforced by FINRA Rules. Our firm can analyze trading patterns and help seek compensation for losses due to excessive trading.

Misrepresentation and Omission of Facts

Misleading investors by failing to disclose critical information is prohibited under the Massachusetts Uniform Securities Act and the Massachusetts Consumer Protection Act (Chapter 93A). Our attorneys meticulously review investment documents to identify actionable misrepresentations and omissions.

Breach of Fiduciary Duty

Financial advisors and brokers must prioritize client interests above their own. Breaching fiduciary duties exposes them to liability under state and federal law. Lawyers at Robert Wayne Pearce P.A. can assess your case and help hold negligent financial professionals accountable.

Unauthorized Trading and Margin Abuse

Trading without your consent or exploiting margin accounts can significantly harm your finances, violating FINRA regulations and Massachusetts securities statutes. Our attorneys can guide you through filing a FINRA arbitration claim, seeking recovery for unauthorized transactions and margin abuse.

Theft or Misappropriation of Funds

Theft or misuse of client funds is criminally prosecutable under Massachusetts law. Victims may also pursue civil recovery through arbitration or litigation. The Law Offices of Robert Wayne Pearce P.A. has experience successfully resolving these complex cases, often involving cooperation with state enforcement agencies.

Negligence and Failure to Supervise

Broker-dealers must adequately supervise advisors under FINRA Rule 3110. Negligent oversight can lead to substantial investor losses. Our lawyers can investigate supervisory lapses and seek compensation from responsible parties.

Cryptocurrency Fraud and Risky Private Placements

Emerging investment scams, including cryptocurrency fraud and misleading private placement offerings, are increasingly common. Massachusetts state law and SEC regulations provide remedies for victims. Our investment fraud attorneys can help navigate these claims to pursue meaningful recovery.

Mutual Fund Violations and Excessive Markups

Mutual fund fraud, such as undisclosed commissions and excessive markups, violates Massachusetts law and FINRA regulations. Attorneys at Robert Wayne Pearce P.A. have successfully handled cases involving complex mutual fund misconduct.

Other Common Securities Violations

  • Microcap stock fraud
  • EB-5 investment fraud
  • Mining and mineral investment scams
  • 401(k) misconduct
  • Advance fee schemes
  • Conflict of interest violations

Statute of Limitations in Massachusetts Securities Fraud Cases

The statute of limitations in Massachusetts generally allows investors four years from discovery to file securities fraud claims under state law, while federal claims typically require filing within five years of the violation or two years from discovery. Prompt legal consultation is essential to protect your rights.

Useful Resources for Massachusetts Investors

U.S. Securities and Exchange Commission (SEC)

Massachusetts Securities Division

Massachusetts Attorney General, Consumer Protection Division

Financial Industry Regulatory Authority (FINRA)

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

How our Massachusetts Securities Law Attorneys Can Help You

While losses are inherent to the investment process, brokers engaging in fraudulent activities can be subject to legal accountability. Should you suspect that you’re a victim of investment fraud, reaching out to a lawyer specializing in such cases is crucial. Moreover, it may be necessary to inform regulatory authorities such as the SEC or FINRA about possible instances of market manipulation or insider trading.

The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve.

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office. Here’s how our knowledgeable and experienced investment fraud law firm can advocate for you.

What Can an Investment Fraud Recovery Lawyer Do for Investors?

investment fraud lawyers

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

Investment Losses? Let’s talk.

or, give us a ring at 800-732-2889.

Client Testimonials


What Sets Our Law Firm Apart: A History of Success

When evaluating a law firm, look at their results. For over 45 years, we’ve gone head-to-head with major financial institutions to reclaim what rightfully belongs to investors in Massachusetts and nationwide. Our track record in complex, high-stakes cases involving churning, fraud, unsuitable investments, and other broker misconduct speaks for itself. Here are a few examples that showcase our track record:

1) Federal Court Class Action Settlement $4,300,000

Case No. 14-001695-CI

State of Florida, Office of Financial Regulation v. Tri-Med Corp., et al.

We represented investors as co-counsel with the Receiver in this class action against accounting and legal professionals for allegedly aiding and abetting a Ponzi scheme. After removal from state to federal court and years of litigation, we secured over $4.3 million for the receivership. Massachusetts investors facing similar complex fraud schemes involving professional enablers can take confidence from our ability to pursue all responsible parties, including the gatekeepers who failed in their duties.

2) FINRA Arbitration Settlement $625,000

This settlement arose from a complex leveraged municipal arbitrage structured product that was allegedly misrepresented and mismanaged during the 2008 municipal bond crisis. It was the first of these municipal arbitrage cases tried in the United States. The case went so well that the broker-dealer paid this substantial settlement to avoid what it perceived would be a dangerous precedent. Like many Massachusetts residents who invested in complex municipal products, our client benefited from our pioneering work in this area.

3) Pre-FINRA Arbitration Settlement $175,000

When a charitable organization discovered its financial advisor had misrepresented facts, mismanaged its portfolio, and even taken undisclosed commissions while working on a fee basis, the major Wall Street firm quickly settled to avoid a scandal. Massachusetts investors can benefit from our experience protecting non-profits and charitable organizations—we secured this $175,000 settlement in 2006, demonstrating how our reputation alone can drive favorable outcomes before litigation even begins.

Contact a Massachusetts Investment Fraud Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Investment fraud and loss recovery lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf. View client testimonials here.

If you are a Massachusetts-based investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or at (800) 732-2889 for a free confidential consultation with a Boston securities lawyer. We will fight aggressively for your financial recovery and for justice.

Frequently Asked Questions

How do I know if my financial advisor committed investment fraud in Massachusetts?

If your advisor misrepresented risks, made trades without your permission, or recommended investments that didn’t match your goals, you may have a valid claim. These actions may violate the Massachusetts Uniform Securities Act and FINRA regulations.

What is the deadline to file an investment fraud claim in Massachusetts?

Under Massachusetts law, investors generally have four years from when they discovered the fraud to file a claim. For federal securities claims, the deadline is usually five years from the violation or two years from discovery.

How much does it cost to hire your firm for a Massachusetts securities fraud case?

Our firm works on a contingency fee basis—you pay no legal fees unless we recover money for you. Your initial consultation is free and confidential.

Can I recover all of my investment losses through a FINRA arbitration?

You may recover lost principal, interest, attorney’s fees, and in some cases, punitive damages. The final amount depends on the nature of the fraud and the strength of the evidence.

How long does the recovery process usually take?

Most FINRA arbitration cases resolve within 12–18 months. Some cases settle earlier if liability is clear and well-documented.

[Written by attorney Robert Wayne Pearce (Attorney Bio)]