Minnesota investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Minnesota.
Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?
You need an investment fraud lawyer who is dedicated to protecting your rights as a Minnesota-based investor.
For over 45 years we have encountered hundreds of victims of investment fraud. We understand the frustration and stress that comes with being a victim of investment fraud, and we are here to help you navigate the legal process and hold those responsible accountable.
Investment Losses? We Can Help
Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.
or, give us a ring at (800) 732-2889.
How a Minnesota Investment Fraud Attorney Can Help You
If you suspect you’ve fallen victim to investment fraud, the Minnesota investment and stockbroker fraud attorneys at the Law Offices of Robert Wayne Pearce, P.A., can assist by evaluating your case, pursuing recovery, and protecting your legal rights.
Unsuitable Investment Recommendations
Brokers must recommend investments that match your financial goals and risk tolerance. Under the Minnesota Securities Act (Minn. Stat. § 80A.68), unsuitable recommendations violate fiduciary duties. Our attorneys at the Law Offices of Robert Wayne Pearce, P.A. can analyze your investment history and potentially help recover losses from unsuitable investments.
Misrepresentation and Omission of Material Facts
Brokers sometimes hide risks or provide false investment information. Under the Minnesota Deceptive Trade Practices Act (Minn. Stat. § 325D.44), investors can seek relief for deceptive or misleading representations. Our lawyers have extensive experience uncovering hidden details in investment transactions, helping you seek recovery for losses.
Unauthorized Trading and Excessive Trading (Churning)
Engaging in trades without your consent or excessively trading your account violates both Minnesota law and FINRA rules. Excessive trading, also known as churning, primarily benefits brokers through commissions at your expense. Attorneys at our firm can identify unauthorized or excessive trading patterns and advocate for compensation.
Ponzi Schemes and Pyramid Schemes
Ponzi schemes promise high returns but rely on new investors’ money to pay earlier investors, ultimately collapsing. Such schemes violate Minnesota statutes related to securities fraud (Minn. Stat. § 609.52). Our investment fraud attorneys can evaluate your exposure to Ponzi schemes and pursue legal action to recover losses.
Breach of Fiduciary Duty
Financial advisors must prioritize your interests. A breach of fiduciary duty occurs when advisors prioritize their commissions or interests over your financial wellbeing, violating both common law and Minnesota statutory requirements. Our attorneys can examine potential breaches and seek restitution on your behalf.
Overconcentration and Failure to Diversify
Overconcentration of your investments in a single sector, stock, or security increases your financial risk. Under Minnesota law and FINRA regulations, brokers have a duty to maintain appropriate diversification. Our investment fraud attorneys can determine whether overconcentration contributed to your losses and help you pursue appropriate claims.
Failure to Supervise by Brokerage Firms
Brokerage firms must supervise their employees diligently. Under FINRA Rule 3110 and Minnesota securities regulations, firms that fail to supervise brokers adequately can be held liable. Attorneys at the Law Offices of Robert Wayne Pearce, P.A. regularly handle cases involving supervisory failures and can assist in holding firms accountable.
Other Common Investment Fraud Violations
Our Minnesota attorneys also handle additional cases involving:
- Mutual fund sales violations
- Cryptocurrency and digital asset fraud
- EB-5 investment scams
- Unregistered securities sales
- Market manipulation schemes
- Theft and embezzlement by financial professionals
- Excessive markups and hidden fees
Minnesota and Federal Statutes of Limitations for Investment Fraud
Act promptly to protect your claims, as Minnesota law typically provides six years from discovery of fraud, while federal securities law generally allows five years from the violation or two years from discovery. Contacting our attorneys quickly can ensure your claim is filed timely.
If you suspect you have been a victim of investment fraud, contact the Law Offices of Robert Wayne Pearce, P.A. today at 800-732-2889.
Can I Recover my Investment Losses?
In order to recover your investment losses in Minnesota, you must document your case and prove that your broker-dealer or financial advisor violated statutes, rules, and regulations and breached their fiduciary duty to you as an investor.
In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.
The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.
FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.
Did You Know . . . Investment Fraud Attorney Robert Pearce Has Single-Handedly Collected Over $175 Million On Behalf of His Clients
In the last 20 years alone, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation.
No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands. Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.
Robert Pearce will fight for your rights day in and day out to get you the recovery you are entitled to.
What Can an Investment Fraud Lawyer Do for Investors?
An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Investment Losses? Let’s talk.
or, give us a ring at 800-732-2889.
Client Testimonials
Contact a Minnesota Stockbroker and Investment Fraud Attorney Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Minnesota investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or call our Minneapolis office line at (800) 732-2889 for a free confidential consultation with a Minnesota securities lawyer. We will fight aggressively for your financial recovery and for justice.
Our law firm serves clients throughout Minnesota:
- Minneapolis
- St. Paul
- Rochester
- Bloomington
- Duluth
- Brooklyn Park
- Plymouth
- Maple Grove
- Woodbury
- St. Cloud
- Eagan
- Eden Prairie
- Coon Rapids
- Burnsville
- Blaine
- Lakeville
- Minnetonka
- Apple Valley
- Edina
- St. Louis Park
[Written by attorney Robert Wayne Pearce (Attorney Bio)]