New Hampshire investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of New Hampshire.

Have you fallen victim to investment fraud? Are you looking for an experienced attorney to help you fight for the compensation you deserve?

You need an investment fraud lawyer who is dedicated to protecting your rights as a New Hampshire-based investor.

We have 45 years’ experience helping clients and understand the frustration and stress that comes with being a victim of investment fraud, and we are here to help you navigate the legal process and hold those responsible accountable.

Our law firm serves clients throughout New Hampshire:

  • Manchester
  • Nashua
  • Concord
  • Derry
  • Dover
  • Rochester
  • Salem
  • Merrimack
  • Londonderry
  • Hudson
  • Keene
  • Bedford
  • Portsmouth
  • Goffstown
  • Laconia
  • Milford
  • Somersworth
  • Claremont
  • Exeter
  • Hampton

Types of Investment and Securities Fraud Cases We Can Help Represent You With

  • Unsuitable Investments: Recommendations not aligned with the investor’s needs.
  • Forced Liquidation (Forced Selling): Broker sold without warning client or advising on margin calls.
  • Ponzi Scheme Fraud: Fraudulent investment operation promising high returns.
  • Excessive Trading (Churning): Excessive transactions to generate advisor commissions.
  • Misrepresentation & Omission: Deceptive or misleading information about investments.
  • Breach of Fiduciary Duty: Prioritizing advisor interests over the client’s best interests.
  • Unauthorized Trading: Executing trades without client permission.
  • Failure to Supervise: Brokerage firms not adequately monitoring advisors.
  • Overconcentration or Lack of Diversification: Holding too much of a single investment, increasing risk.
  • Theft or Misappropriation of Client Funds: Brokers stealing money for their own personal use.
  • Mutual Fund Sales Violations: Recommending unsuitable mutual funds or excessive switching.
  • Excessive Markups/Markdowns: Inflated prices when buying/selling securities.
  • Selling Away: The advisor sells unapproved investments outside the firm.
  • Broker & Advisor Negligence: Failure to adhere to industry standards.
  • Margin Abuse: Encouraging excessive margin use, leading to high risks.
  • Conflicts of Interest: Prioritizing advisor/firm profits over client interests.
  • Private Placements: Selling risky, non-registered securities.
  • Cryptocurrency Fraud: Deceitful schemes related to digital currencies.
  • 401(k) Plan Misconduct: Fiduciary breaches affecting retirement plans.
  • Microcap Fraud: Manipulation of stocks of small companies.
  • Mining and Mineral Investment Fraud: Schemes involving fictitious investments in mining or minerals.
  • EB-5 Immigrant Investor Program Fraud: Scams related to obtaining visas through investment.
  • Advance Fee Schemes: Asking for upfront fees in exchange for non-existent investments.
  • And many more tactics not listed here.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

Can I Recover my Investment Losses?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated Federal and/or New Hampshire securities laws, breached their fiduciary duty to you as an investor or acted negligently in handling your account. There are many different types of claims and that’s why you need experienced attorneys to help you win your money back.

In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.

The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.

FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.

What Can an Investment Fraud Lawyer Do for Investors?

investment fraud lawyers

An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.

Investment Losses? Let’s talk.

or, give us a ring at 800-732-2889.

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What is the Cost to Hire a Securities Attorney?

An initial consultation with a securities attorney is typically free. During this consultation, the lawyer will review your case and give you an estimate of the legal fees. If you decide to move forward with the case, you will typically be asked to sign a contingency fee agreement.

A contingency fee agreement means that you will only have to pay the lawyer if he or she is successful in recovering money on your behalf. If the lawyer is not successful, you will not owe any legal fees.

What Are the Statute of Limitations?

In cases of investment fraud, it is critical to act quickly due to the statutes of limitations under both New Hampshire and federal laws, which impose deadlines for initiating legal claims. In New Hampshire, you typically have 2 years from the discovery of the fraud to file a claim, but no more than 6 years from the date of the violation. On the federal level, the deadline for filing securities fraud cases is usually 5 years from the date of the violation or 2 years from when the fraud was, or should have been, discovered. Consulting with an attorney promptly is essential to ensure your claim is filed within these specified time limits.

Other New Hampshire Laws Affecting Securities

New Hampshire investors are protected by several key laws and regulatory agencies that ensure transparency and fairness in the marketplace. The New Hampshire Uniform Securities Act requires most securities to be registered and prohibits fraud, while the Business Corporations Act defines shareholder rights and corporate responsibilities. The Regulation of Business Practices for Consumer Protection targets deceptive investment practices.

Oversight comes from the New Hampshire Bureau of Securities Regulation, which licenses brokers, investigates misconduct, and educates investors. The Consumer Protection Division of the Attorney General’s Office also plays a role, especially in cases of fraud. Nationally, FINRA oversees broker-dealers, enforces regulations, and collaborates with the SEC to protect investors.

Contact a New Hampshire Securities and Investment Fraud Attorney Today “Near Me”

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. New Hampshire investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

In the last 20 years alone, Robert Pearce has recovered over $175 million for his investor clients. In fact, he has recovered funds for over 99% of his investor clients through various avenues of recovery, including settlements, arbitrations, and court litigation.

If you have questions about how to move forward, contact our team online or call our Manchester NH office line at (800) 732-2889 for a free confidential consultation with a New Hampshire securities lawyer. We will fight aggressively for your financial recovery and for justice.

[Written by attorney Robert Wayne Pearce (Attorney Bio)]