Nevada investment fraud attorney Robert Wayne Pearce at the Law Offices of Robert Wayne Pearce P.A., has extensive experience representing investors and organizations in securities arbitrations through FINRA in the State of Nevada.
In Nevada, investment fraud is prevalent and investors need to be vigilant against various deceptive tactics.
Common types of fraud our Nevada securities lawyers can help you with include unsuitable investments, where brokers recommend options misaligned with the investor’s needs, and forced liquidation, involving unauthorized selling. Ponzi schemes promise high returns but collapse, leaving investors with losses. Churning involves excessive trading to generate commissions, while misrepresentation and omission involve providing misleading information.
Breach of fiduciary duty, unauthorized trading, and failure to supervise advisors are also major concerns. Other notable frauds include overconcentration, theft of client funds, mutual fund sales violations, excessive markups, selling away, negligence, margin abuse, conflicts of interest, private placements, cryptocurrency fraud, 401(k) misconduct, microcap fraud, mining investment scams, EB-5 program fraud, and advance fee schemes.
If you’ve been a victim of investment fraud in Nevada, our experienced legal team is here to help you navigate the complexities of these cases and seek justice for your losses.
Our law firm serves clients throughout Nevada:
- Las Vegas
- Henderson
- Reno
- Sparks
- Carson City
- Fernley
- Mesquite
- Boulder City
- Winnemucca
- West Wendover
- Fallon
- Ely
- Lovelock
- Yerington
- Wells
- Caliente
- Carlin
- Jackpot (CDP)
No investment fraud firm can ever guarantee the same or similar results in any given case. However, when you hire the Law Offices of Robert Wayne Pearce, P.A., you can sleep well knowing you are in qualified and capable hands.
Attorney Robert Pearce has represented hundreds of investors over his 45 year career and in the last 20 years alone recovered over $175 million for his investor clients.
Investment Losses? We Can Help
Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.
or, give us a ring at (800) 732-2889.
Nevada and Federal Laws That Protect Investors
Nevada investors benefit from a robust framework of protections designed to ensure fair and transparent markets. These safeguards include:
- Key Laws and Regulations
- Nevada Uniform Securities Act: The cornerstone of Nevada investor protection, this law combats fraud, mandates the registration of most securities, and provides avenues for investors to seek recourse if they’ve been misled.
- Nevada Private Corporations Act: This outlines shareholder rights and the responsibilities of company leaders, aiming to ensure that corporations act in the shareholders’ best interests.
- Nevada Deceptive Trade Practices Act (DTPA): This broad law empowers investors to take action against unfair or deceptive investment practices.
- Governing Agencies
- Nevada Securities Division: This agency is the primary watchdog for the Nevada securities industry. They register offerings, license brokers, investigate misconduct, and educate investors about their rights.
- Office of the Nevada Attorney General (Consumer Protection Division): Focused on consumer protection, this office can intervene in cases of investment fraud or other deceptive practices that harm Nevada investors.
- National Regulatory Bodies
- FINRA (Financial Industry Regulatory Authority): FINRA oversees all broker-dealers in the US, setting ethical standards, enforcing securities laws, and providing investor education resources. They work alongside the SEC (Securities and Exchange Commission) for broad investor protection.
Useful Resources
- Nevada State Securities Board: https://www.nvsos.gov/sos/investor-information/securities-information
- Office of the Nevada Attorney General, Consumer Protection Division: https://ag.nv.gov/About/Consumer_Protection/Bureau_of_Consumer_Protection/
- FINRA: https://www.finra.org/
- SEC – https://www.sec.gov/
How our Nevada Securities Fraud Attorneys Can Help You
While investment losses are sometimes an inevitable aspect of investing, brokers who commit fraud can be legally accountable for their actions. If you suspect that you have fallen prey to investment fraud, it is crucial to seek out an investment fraud attorney who is experienced in dealing with such cases. Additionally, it may be necessary to report the incident to regulatory authorities like the SEC or FINRA, who oversee market fairness and investigate issues like market manipulation or insider trading.
The sooner you act, the greater your chances of recovering compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have helped countless investors recover their losses due to investment fraud. We will thoroughly investigate your case, uncovering any misrepresentation or fraudulent activity, and fight to get you justice and the compensation you deserve
Can I Recover my Investment Losses?
In order to recover your investment losses, you must prove that your broker-dealer or financial advisor breached their fiduciary duty to you as an investor or acted negligently in the management of your account. Alternatively, you could prove breach of contract claim for failure to adhere to FINRA Conduct Rules.
In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.
The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.
FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.
What Can an Nevada Stockbroker and Securities Fraud Lawyer Do for Investors?
An investment fraud lawyer helps investors recover investment losses that they lost due to a financial advisor or stock broker who did not act in their best interest. Typically, the lawyer will help the investor recover their losses through a process called FINRA arbitration.
Investment Losses? Let’s talk.
or, give us a ring at 800-732-2889.
Client Testimonials
What Are the Statute of Limitations?
In investment fraud cases, acting promptly is crucial due to the statutes of limitations under both Nevada and federal laws, which determine the deadlines for filing legal claims. For fraud in Nevada, and for federal securities fraud, the statute of limitations is generally five years from the date of the violation, or two years from when the fraud should have been discovered. It’s vital to consult an attorney quickly to
Contact a Nevada Investment Fraud Attorney Today
The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Nevada investment and stockbroker fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.
If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.
If you have questions about how to move forward, contact our team online or call our Las Vegas office line at (800) 732-2889 for a free confidential consultation with a Nevada securities lawyer. We will fight aggressively for your financial recovery and for justice.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]