The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Robert Wayne Pearce is a Nebraska investment fraud lawyer specializing in getting individuals their money back from bad investments using any and all available methods.

We understand the frustration and stress that comes with being a victim of investment fraud. We have been helping investors for over 45 years navigate the legal process and hold those responsible accountable.

Since 1980, we have been devoted to helping investors and have successfully recovered over $175 million in settlements and verdicts on their behalf.

We have experience handling all types of securities fraud cases and utilize all available legal avenues from the federal level to Nebraska law as it applies to investment fraud cases.

Our law firm serves clients throughout Nebraska:

What is Investment and Stockbroker/Advisor Fraud?

Investment fraud, often synonymous with securities fraud, refers to the use of deceitful tactics that include the dissemination of false or misleading information to sway investors into making financial decisions that lead to significant losses. Unscrupulous brokers might also engage in the direct theft of an investor’s funds or securities.

Example Scenario: A broker convinces an investor to allocate a substantial amount of their retirement savings into a high-risk, illiquid investment. The broker minimizes the associated risks, exaggerates the potential gains, and urges the investor to decide quickly. Unfortunately, the investment does not perform well, resulting in considerable financial losses for the investor.

When you first hired your broker-dealer, it’s likely that you trusted them to put your best interests first. Unfortunately, many brokers and financial advisors don’t live up to their fiduciary duty or have committed outright securities fraud. They might mislead you about investments, conceal risks, engage in excessive trading (churning) to generate commissions, or overcharge you with hidden fees.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

Get A Free Consultation

or, give us a ring at (800) 732-2889.

Robert Pearce

Nebraska and Federal Laws That Protect Investors

Nebraska investors are protected by a combination of state and federal laws aimed at ensuring fair and transparent markets. At the state level, the Securities Act of Nebraska requires most securities to be registered and provides remedies for fraud. The Nebraska Model Business Corporations Act governs corporate conduct to protect shareholder rights, while the Nebraska Deceptive Trade Practices Act (DTPA) empowers investors to act against misleading or unfair practices.

Key enforcement and support agencies include the Nebraska Bureau of Securities, which licenses brokers, investigates fraud, and educates the public, and the Nebraska Attorney General’s Consumer Protection Division, which addresses investment-related consumer harm. Nationally, FINRA oversees broker-dealers and promotes ethical standards, working alongside the Securities and Exchange Commission (SEC).

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How our Nebraska Securities Law Attorneys Can Help You

Yes, investment losses are a part of investing, but when brokers commit fraud, they can be held legally responsible. If you believe you have been a victim of investment fraud, it is important to contact an investment fraud lawyer with experience handling these types of cases. Regulatory bodies like the SEC or FINRA might also need to be alerted to potential market manipulation or insider trading.

You must act quickly to enhance your chances of securing compensation. At the Law Offices of Robert Wayne Pearce, P.A., we have a track record of helping numerous investors recoup their losses from investment fraud. We will meticulously examine your case, identify any misrepresentations or fraudulent actions, and vigorously pursue justice and the compensation you are entitled to.

Represent & Advise: We’ll stand as your legal representative, advising you on your rights and options throughout the process.

  • Investigate & Analyze: We’ll thoroughly investigate your case, meticulously analyzing financial documents and potential fraudulent schemes to uncover evidence of wrongdoing.
  • Identify Liable Parties: We’ll work strategically to identify all potentially liable parties, including brokers, financial advisors, and financial institutions.
  • File Complaints & Lawsuits: We’ll file formal complaints with regulatory agencies (such as the SEC or FINRA) and, when necessary, initiate lawsuits to protect your interests.
  • Litigate & Negotiate: We are skilled litigators ready to fight aggressively for you in court or arbitration. Additionally, we’ll negotiate tirelessly to secure the most favorable settlement possible.
  • Recover Losses: Our ultimate goal is to recover your financial losses and protect you from further harm. We are results-driven and committed to achieving the maximum financial recovery you deserve.

Can I Recover my Investment Losses?

In order to recover your investment losses, you must prove that your broker-dealer or financial advisor violated securities laws, rules, or regulations. Alternatively, you may hold them accountable if they breached their fiduciary duty to you as an investor.

In most cases, this means filing a FINRA arbitration claim against the broker-dealer and/or representative.

The majority of securities fraud cases are handled by FINRA (Financial Industry Regulatory Authority) rather than being brought to the court system.

FINRA arbitration is a streamlined, cost-effective way to resolve disputes between investors and their brokers without going to court – it also allows you to collect punitive damages, which are not available in civil court.

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What Are the Statute of Limitations?

In investment fraud cases, acting swiftly is crucial due to the statutes of limitations set by both Nebraska and federal laws, which dictate the deadlines for filing claims. Under Nebraska law, the deadline for filing securities fraud claims is usually three years from the date of the sale or when investment advice was given. On the federal level, the statute of limitations for securities fraud cases is generally five years from the date of the violation, or two years from when the fraud could reasonably have been discovered. Consulting with an attorney promptly can help ensure that your claim is filed within these legal time frames.

Contact a Nebraska Securities and Investment Fraud Attorney Today

The Law Offices of Robert Wayne Pearce, P.A., is a law firm specializing in representing defrauded investors recover. Nebraska investment fraud lawyer Robert Wayne Pearce specializes in getting individuals their money back from bad investments using any and all available methods.

If you are an investor who has recently dealt with investment loss due to potential securities or investment fraud, we want to help.

If you have questions about how to move forward, contact our team online or call our Omaha office line at (800) 732-2889 for a free confidential consultation with a Nebraska securities lawyer. We will fight aggressively for your financial recovery and for justice.

[Written by attorney Robert Wayne Pearce (Attorney Bio)]