Oppenheimer And Company
Oppenheimer & Co. is a New York, New York based a retail brokerage firm that provides financial services and advice to high net worth investors, individuals, and businesses. The firm is a wholly owned subsidiary of Oppenheimer Holdings, a financial services holdings company. Oppenheimer Holdings Inc.'s other wholly owned subsidiaries include Oppenheimer Asset Management Inc., Oppenheimer Life Agencies Ltd., and Oppenheimer Trust Company. Oppenheimer & Company is a member of the Financial Industry Regulatory Authority (FINRA), and it is a registered investment advisory firm.FINRA Arbitration Lawyer For Oppenheimer & Co. Investors Nationwide
Oppenheimer & Co. has been the subject of numerous past regulatory events and arbitration proceedings. Some of these past regulatory events and arbitration proceedings included claims involving fraud, misrepresentation, negligence, breach of fiduciary duty, omissions, unsuitable investments, churning, mismanagement of accounts, and failure to supervise. The Financial Industry Regulatory Authority (FINRA) oversees broker-dealer and stockbroker practices and enforces its rules to protect investors and uphold industry standards. FINRA also provides potential investors with useful research tools on its website. Investors considering opening an account at Oppenheimer & Co. should perform their own due diligence by reviewing the broker-dealer's regulatory history and stockbroker's history of conduct. To begin investigating Oppenheimer & Co. and/or its registered representatives, please visit BrokerCheck.Schedule Your Free Initial Consultation with an Aggressive Attorney with Experience in FINRA Arbitrations and Oppenheimer & Co.
For dedicated representation by a law firm with substantial experience in all aspects of securities, and commodities and investment disputes, contact the Law Offices of Robert Wayne Pearce, P.A., located in Boca Raton, Florida. For over 35 years, Attorney Pearce has tried, arbitrated, and mediated hundreds of disputes involving complex securities, commodities and investment law issues. The lawyers at our law firm are devoted to representing investors throughout the United States and international community! We have information about arbitrations and disciplinary actions against Oppenheimer & Co. and/or stockbrokers employed at the firm on our blog. You can always call 800-732-2889 or email Mr. Pearce at firstname.lastname@example.org for answers to any of your questions about your Oppenheimer & Co. investment losses and/or any related matter.