Mar 29, 2024

Vincent Richtar of LPL Financial LLC

DID VINCENT JAMES RICHTAR CAUSE YOU INVESTMENT LOSSES? Vincent Richtar Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Vincent Richtar Customer Complaint Vincent Richtar has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her prior advisor stole thousands of dollars from her.  LPL Financial recently denied the customer complaint, and it does not appear that the investor has taken any further action. Vincent Richtar Red Flags & Your Rights As An Investor Of course, Vincent Richtar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Richtar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent Richtar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Vincent Richtar  If you have questions about LPL Financial LLC and/or Vincent Richtar and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marcus McGlasson of LPL Financial LLC

DID MARCUS COREY MCGLASSON CAUSE YOU INVESTMENT LOSSES? Marcus McGlasson Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Marcus McGlasson Customer Complaint Marcus McGlasson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and misleading statements relating to the offer and sale of 2 business development companies. LPL Financial has settled the customer complaint in favor of the investor. Marcus McGlasson Red Flags & Your Rights As An Investor Of course, Marcus McGlasson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus McGlasson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus McGlasson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Marcus McGlasson If you have questions about LPL Financial LLC and/or Marcus McGlasson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Wagner of LPL Financial LLC

DID JAMES BRUCE WAGNER CAUSE YOU INVESTMENT LOSSES? James Wagner Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is James Wagner of LPL Financial LLC? James Wagner (CRD #1485336) who is currently registered with LPL Financial LLC and located in New Albany, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, James Wagner was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Wagner Customer Complaint James Wagner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor’s delay in settling a deceased client’s accounts caused damages. The complaint was settled in favor of the investor. James Wagner Red Flags & Your Rights As An Investor Of course, James Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Wagner at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether James Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Wagner If you have questions about LPL Financial LLC, Waddell & Reed and/or James Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Frederick Guist of LPL Financial LLC

DID FREDERICK JAMES GUIST CAUSE YOU INVESTMENT LOSSES? Frederick James Guist of LPL Financial LLC And Formerly With SII investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frederick Guist of LPL Financial LLC? Frederick Guist (CRD #5308813) who is currently registered with LPL Financial LLC and located in Janesville, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Frederick Guist was associated with SII investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frederick Guist Customer Complaint Frederick Guist has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and negligence in connection with the purchase of a REIT and a business development company investment. Frederick Guist Red Flags & Your Rights As An Investor Of course, Frederick Guist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Guist at LPL Financial LLC and SII investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Guist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and SII investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due to Frederick Guist If you have questions about LPL Financial LLC and SII investments, Inc. and/or Frederick Guist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Boland of LPL Financial

DID PATRICK JACOB BOLAND CAUSE YOU INVESTMENT LOSSES? Patrick Boland Of LPL Financial And Formerly With Woodbury Financial Services And ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Boland of LPL Financial? Patrick Boland (CRD #5658792) who is currently registered with LPL Financial and located in Neenah, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Patrick Boland was associated with Woodbury Financial Services, ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Boland Customer Complaint Patrick Boland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentation regarding alternative investments, including REITs. Patrick Boland’s customer complaint was settled in favor of the investors. Patrick Boland Red Flags & Your Rights As An Investor Of course, Patrick Boland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Boland at LPL Financial, Woodbury Financial Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Patrick Boland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Woodbury Financial Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Patrick Boland If you have questions about LPL Financial, Woodbury Financial Services, ProEquities, and/or Patrick Boland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey McMahon of LPL Financial

DID JEFFREY HARTING MCMAHON CAUSE YOU INVESTMENT LOSSES? Jeffrey McMahon Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey McMahon of LPL Financial? Jeffrey McMahon (CRD #3087632) who is currently registered with LPL Financial and located in Alexandria, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey McMahon Customer Complaint Jeffrey McMahon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged financial advisor misrepresented the terms of an annuity in regards to the amount of interest that could be withdrawn annually. Jeffrey McMahon’s customer complaint was settled in favor of the investors. Jeffrey McMahon Red Flags & Your Rights As An Investor Of course, Jeffrey McMahon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey McMahon at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jeffrey McMahon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jeffrey McMahon If you have questions about LPL Financial and/or Jeffrey McMahon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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