Apr 26, 2024

Shelley Moffatt of Edward Jones

DID SHELLEY MARIE MOFFATT CAUSE YOU INVESTMENT LOSSES? Shelley Moffatt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Shelley Moffatt Customer Complaints Shelley Moffatt has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by Edward Jones and the investors took no further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shelley Moffatt Red Flags & Your Rights As An Investor Of course, Shelley Moffatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelley Moffatt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shelley Moffatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shelley Moffatt  If you have questions about Edward Jones and/or Shelley Moffatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 9, 2023

James Green formerly with Edward Jones

DID JAMES MICHAEL GREEN CAUSE YOU INVESTMENT LOSSES? James Green Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct James Green Customer Complaint James Green has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unauthorized purchase of mutual funds in customer’s account. The customer complaint filed with Edward Jones for James Green’s alleged misconduct is still pending. James Green Red Flags & Your Rights As An Investor Of course, James Green did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Green at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether James Green has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To James Green If you have questions about Edward Jones and/or James Green and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jayne Wakeman of Edward Jones

DID JAYNE WAKEMAN CAUSE YOU INVESTMENT LOSSES? Jayne Wakeman Of Edward Jones Has 4 Customer Complaints For Alleged Broker Misconduct Who is Jayne Wakeman of Edward Jones? Jayne Wakeman (CRD #4334599) who is currently registered with Edward Jones and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jayne Wakeman Customer Complaints Jayne Wakeman has been the subject of 4 customer complaints that we know about. Three of Jayne Wakeman’s 4 customer complaints were settled in favor of investors. One of Jayne Wakeman’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jayne Wakeman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients claimed they made changes from their annuities to life insurance. Clients claimed they were informed by Jayne Wakeman there were losses associated with the annuity they were surrendering. Clients later learned upon receiving a 1099R there was a taxable gain of $132,889. This resulted in additional income taxes due in the amount of approx. $32,000. Clients believed Jayne Wakeman allegedly did not properly research the cost basis and believe this could have been avoided if the Jayne Wakeman understood the tax consequences of the transactions and properly advised them. Client claimed Jayne Wakeman informed him he could transfer his account to a new plan and because she handled both plans she could pay off the loan in the former plan without incurring taxes and/or penalties. Client claimed the transfer to the 401k was done, however, he incurred penalties and taxes contrary to the representations made by Jayne Wakeman.  Client claimed he made Jayne Wakeman fully aware of his need for this transaction to not cost him anything. Client believed the Jayne Wakeman advised him incorrectly and he did not believe he should incur the cost. Client transferred in aggressive stocks and mutual funds on margin and complained of losses related to the securities and use of margin. Claims set forth for violation of Florida Securities Act, negligence, breach of fiduciary duty, and failure to supervise allegedly by Jayne Wakeman. The client alleged that Jayne Wakeman delayed in following his sell instructions, allegedly causing him market loss. Jayne Wakeman Red Flags & Your Rights As An Investor Of course, Jayne Wakeman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jayne Wakeman at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jayne Wakeman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jayne Wakeman If you have questions about Edward Jones and/or Jayne Wakeman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Asa Jewett of Edward Jones

DID ASA THORP JEWETT CAUSE YOU INVESTMENT LOSSES? Asa Jewett Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Asa Jewett of Edward Jones? Asa Jewett (CRD #4568073) who is currently registered with Edward Jones and located in Portsmouth, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Asa Jewett Customer Complaint Asa Jewett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Asa Jewett’s recommendations to purchase variable annuities was unsuitable. Asa Jewett’s customer complaint was denied and, to date, the customer has not taken any further action. Asa Jewett Red Flags & Your Rights As An Investor Of course, Asa Jewett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Asa Jewett at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Asa Jewett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Asa Jewett If you have questions about Edward Jones and/or Asa Jewett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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