Plano investors who have suffered losses due to broker negligence, unsuitable investment strategies, or misrepresentation can pursue recovery with help from the Law Offices of Robert Wayne Pearce, P.A.. We represent clients across Collin County in FINRA arbitration, securities litigation, and enforcement actions involving financial advisor misconduct.
The Texas Securities Act (Chapter 4008) provides protections against fraud, omissions, and misstatements in the sale of securities. Under Section 4008.057, investors have the right to pursue civil damages for violations committed by brokers, advisors, or firms.
We represent Plano investors in arbitration before the Financial Industry Regulatory Authority (FINRA), AAA arbitration forums, and in Texas courts. Common claims include breach of fiduciary duty, excessive trading, failure to supervise, misrepresentation, and unauthorized transactions.
Plano’s investor base—including technology executives, retirees, physicians, and entrepreneurs—is often targeted with high-risk financial products such as non-traded REITs, private placements, annuities, and crypto-related investments.
The Plano securities and stockbroker fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. investigates brokerage account activity, advisor communications, and compliance procedures. We develop recovery strategies supported by financial experts and legal evidence under state and federal regulations.
Legal Help for Plano Investors in Securities Fraud and Broker Misconduct
We assist Plano investors in filing claims for misrepresentation, unsuitable investment advice, undisclosed risks, and breach of fiduciary duty. All cases are handled in accordance with Texas securities law and FINRA arbitration rules.
Guidance From a Highly Experienced Plano Securities Fraud Law Firm
Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Plano.
Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well‑versed in addressing the complexities of securities fraud matters and FINRA (the Financial Industry Regulatory Authority). The Texas Deceptive Trade Practices‑Consumer Protection Act (Tex. Bus. & Com. Code § 17.41) can also be invoked when misrepresentations extend beyond traditional securities claims.
Building a Recovery Strategy for Your Investment Fraud Claim
We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in‑depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.
Contact the Plano Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today
Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.
We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.
Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.
Our Collin County investment fraud representation serves the North Dallas region beyond Plano. We represent investors in Frisco, Allen, McKinney, Richardson, Carrollton, Garland and other areas.
[Written by attorney Robert Wayne Pearce (Attorney Bio)]