New York City Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of financial misconduct involving stocks, bonds, and other securities. They handle cases of broker negligence, unauthorized trading, Ponzi schemes, margin abuses, and breach of fiduciary duty. These attorneys assist clients in recovering losses through FINRA arbitration, litigation, and other remedies under New York law.

With over 45 years of experience handling complex financial disputes and $175 million recovered for clients, the New York City investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. are dedicated to helping investors protect their wealth.

Whether your claim involves unsuitable recommendations, private placement fraud, excessive trading (churning), Ponzi schemes, or misrepresentation, attorney Robert Pearce is prepared to advocate for your financial interests and hold advisors accountable.

Legal Support From a Skilled Securities Fraud Law Firm

We represent New York investors with a deep understanding of state statutes such as the Martin Act (New York General Business Law Article 23-A) that governs securities fraud. If you believe you’ve suffered financial harm, reach out for a free consultation today.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in New York.

From sophisticated fraud schemes targeting large portfolios to misconduct affecting everyday investors, our attorneys guide clients through FINRA arbitration, state securities litigation, and related proceedings throughout New York City:

  • Upper East Side – Home to high-net-worth investors with concentrated equity holdings and private wealth managers, where mismanagement or churning may cause significant losses.
  • Tribeca & SoHo – Affluent professionals and entrepreneurs often invest in private placements and alternative assets, which increases exposure to misrepresentation and unsuitable investment risks.
  • Park Avenue & Midtown – Areas known for institutional investors and executives, where complex portfolios may face unauthorized trading or margin call disputes.
  • Brooklyn Heights & DUMBO – Communities with growing wealth and family-focused investors who rely heavily on financial advisors, making them vulnerable to breaches of fiduciary duty.

Recovering Losses With Our Investment Fraud Team

Since 1980, our firm has represented investors across the state, serving clients in diverse industries and handling a wide range of securities disputes under laws such as New York’s Uniform Commercial Code. Our practice areas in New York include:

Attorney Robert Pearce will guide you from investigating your claim to initiating FINRA arbitration or pursuing litigation. Our firm is highly experienced in addressing complex securities fraud issues and works directly with FINRA in many matters.

A Customized Strategy for Your Claim

We understand that no two claims are the same. Our team investigates the specifics of your matter and builds a legal strategy tailored to your situation. With our command of New York securities law, we work toward achieving the best possible outcome for you.

Contact the New York City Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.