Santa Ana Investment Fraud and Securities Lawyer

An investment and securities fraud attorney represents victims of financial scams involving stocks, bonds, and other investments. They routinely pursue claims of broker misconduct, unauthorized trading, Ponzi schemes, churning, unsuitable recommendations, and margin abuses. These attorneys help clients recover losses by filing lawsuits, negotiating settlements, and ensuring compliance with securities laws.

With over 45 years of experience tackling various types of investment fraud and $175 million recovered for clients, the Santa Ana investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to assist local investors in pursuing financial recovery.

Whether your case involves unauthorized trading, private-placement fraud, churning, Ponzi schemes, or any other form of misconduct, founder and attorney Robert Pearce himself is prepared to protect your interests and fight to hold the accountable parties responsible.

Decades of Local Experience with Securities Fraud Claims

We represent Santa Ana-based investors and we have extensive knowledge of California statutes—such as California Corporations Code § 25401—that govern misrepresentations in securities offerings. If you suspect you’ve been wronged, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Santa Ana.

From fraud in high-net-worth portfolios to more modest investments that still deserve protection, we can guide you through FINRA arbitration, California Department of Financial Protection and Innovation (DFPI) investigations, and other legal avenues to help recover losses throughout Santa Ana:

  • Floral Park & West Floral Park – Historic districts with luxury estates and generational wealth, where complex alternative investments may mask deceptive fee structures.
  • Park Santiago & Mabury Park – Established neighborhoods with seasoned professionals relying on retirement accounts, making them susceptible to unsuitable annuity rollovers.
  • South Coast Metro – A mixed-use corridor hosting executives and high-income renters whose concentrated employer-stock positions can invite excessive margin use.
  • North Tustin & Cowan Heights – Hillside estates just outside city limits, where family offices often engage in private placements that may run afoul of California Corporations Code § 25501 if misrepresented.

Ways Our Team Helps Recover Losses from Investment Fraud

Since 1980, our firm has tirelessly served investors across the state, and our firm serves most industries and handles a wide range of cases for our diverse clientele in California, including:

Attorney Robert Pearce will guide you through every part of the legal process, from collecting evidence to pursuing FINRA arbitration or taking legal action. We’re well-versed in addressing the complexities of securities fraud matters and the Financial Industry Regulatory Authority (FINRA).

Creating a Personalized Recovery Strategy

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.

Contact the Santa Ana Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.