Tempe Investment Fraud and Securities Lawyer

An investment and securities fraud attorney protects investors who have lost money through broker misconduct, insider trading, Ponzi schemes, market manipulation, or other deceptive practices. These attorneys focus on recovering losses—often through lawsuits, negotiated settlements, or arbitration—while ensuring compliance with statutes such as the Arizona Securities Act (A.R.S. § 44-1801 et seq.) and the Arizona Investment Management Act (A.R.S. § 44-3151).

With more than 45 years of experience and $175 million recovered for clients, the Tempe investment fraud lawyers at the Law Offices of Robert Wayne Pearce, P.A. stand ready to help local investors pursue financial recovery.

Whether your claim involves unauthorized trading, private placement fraud, churning, or another kind of misconduct, founder and attorney Robert Pearce is prepared to safeguard your interests and pursue accountability.

Seasoned Securities Fraud Counsel for Tempe Investors

We represent investors throughout Tempe and understand the nuances of Arizona’s securities regulations. If you believe your broker or advisor violated their duties, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Tempe.

From complex, high-net-worth portfolios to more modest retirement accounts that still deserve protection, we guide clients through FINRA arbitration, state-court litigation, and other avenues to recover losses. Our experience extends across Tempe’s most sought-after neighborhoods:

  • Warner Estates / Pheasant Ridge – Large custom homes attract established professionals with sizable brokerage accounts, making them prime targets for unsuitable private placements or excessive margin use.​
  • Tally Ho Farms North – Equestrian-style properties often come with multi-generational wealth, where unauthorized trading in trust accounts can go unnoticed.
  • Los Tesoros – This gated enclave’s concentration of tech executives means concentrated stock positions and complex options strategies—areas vulnerable to negligent risk management.​
  • Camelot Village – A community of high-earning dual-income households who rely on financial advisors for long-term growth, exposing them to potential misrepresentation of alternative investments.

Ways Our Investment Fraud Team Pursues Compensation

Since 1980, our firm has tirelessly served investors across the state, handling a wide range of cases for Arizona clientele, including:

Attorney Robert Pearce will guide you through every stage of the process, from gathering evidence to pursuing FINRA arbitration or litigation. We regularly navigate the complexities of FINRA rules on behalf of Arizona investors.

A Tailored Plan for Your Investment Fraud Claim

We recognize that every matter is unique. Our attorneys investigate the specifics of your claim and craft a strategy for your goals. Leveraging our deep knowledge of securities regulations, we strive to achieve the strongest possible outcome.

Contact the Tempe Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.