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Patrick Victor Kerwin with Vanguard Marketing Corporation Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Patrick V. Kerwin with Vanguard Marketing Corporation?

Patrick Kerwin (CRD #4835261) who is currently registered with Vanguard Marketing Corporation and located in Malvern, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Vanguard Marketing Corporation, Patrick Kerwin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Vanguard Marketing Corporation Broker Misconduct

In his career, Patrick Kerwin has been the subject of 2 customer complaints that we know about, both of those complaints were made in the last year to recover investment losses.

Both customers who recently made complaints against Patrick Kerwin’s current employer Vanguard Marketing Corporation for investment losses caused by his alleged misconduct have not filed their arbitration claims so far. 

Allegations Against Patrick Kerwin

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The customer alleged he was given negligent advice to alter his investment plan.
  • The customer alleges that Patrick Kerwin failed to execute orders in a timely manner.

Patrick Kerwin Red Flags & Your Rights as An Investor

Of course, Patrick Kerwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Patrick Kerwin at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Patrick Kerwin has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at Vanguard Marketing Corporationabout Patrick Kerwin in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Vanguard Marketing Corporation

If you have questions about Vanguard Marketing Corporation and/or Patrick Kerwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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