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John Lowry Of Spartan Capital Securities Has 8 Customer Complaints For Alleged Broker Misconduct

Who is John Lowry of Spartan Capital Securities?

John Lowry (CRD #4336146) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

John Lowry Customer Complaints

John Lowry has been the subject of 8 customer complaints that we know about. Two arbitration awards were entered against Spartan Capital Securities for John Lowry’s alleged misconduct causing investors losses. Three of John Lowry’s 8 customer complaints were settled in favor of investors. Two of John Lowry’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by John Lowry’s alleged misconduct.

Allegations Against John Lowry

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged John Lowry’s misrepresentation resulting in losses.
  • Claimant alleged that his account was mismanaged by John Lowry.
  • Claimant filed a counter claim alleging misrepresentations by John Lowry.
  • Customer alleged poor recommendations by John Lowry resulting in losses.
  • John Lowry’s alleged trading on margin and frequency of trading.

John Lowry Red Flags & Your Rights As An Investor

Of course, John Lowry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Lowry at Spartan Capital Securities on alert to review carefully the activity and performance of their accounts and question whether John Lowry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To John Lowry

If you have questions about Spartan Capital Securities and/or John Lowry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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