DID JAMES KIDWELL CAUSE YOU INVESTMENT LOSSES?
James Kidwell Of LPL Financial LLC, Private Advisor Group Has One Customer Complaint For Alleged Broker Misconduct
Who is James Kidwell of LPL Financial LLC?
James Kidwell (CRD #1284843) who is currently registered with LPL Financial LLC, Private Advisor Group and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.
James Kidwell Customer Complaint
James Kidwell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that stock positions were sold contrary to instructions to liquidate only ETFs. James Kidwell’s customer complaint was settled in favor of investors.
James Kidwell Red Flags & Your Rights As An Investor
Of course, James Kidwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Kidwell at LPL Financial LLC and Private Advisor Group on alert to review carefully the activity and performance of their accounts and question whether James Kidwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Private Advisor Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Kidwell
If you have questions about LPL Financial LLC, Private Advisor Group, and/or James Kidwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.