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Dean Nowak Formerly With Newbridge Securities Corporation and Formerly With Taylor Capital Management Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Dean Nowak formerly with Newbridge Securities Corporation?

Dean Nowak

Dean Nowak (CRD #1091819) who was formerly registered with Newbridge Securities Corporation and located in Winter Park, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corporation, Dean Nowak was associated with Taylor Capital Management Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Dean Nowak Customer Complaints

Dean Nowak has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Dean Nowak’s 5 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Dean Nowak’s former employer Taylor Capital Management for investment losses caused by the alleged misconduct. Two of his customers’ complaints were denied and the customers did not take any further action.

Allegations Against Dean Nowak

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Dean Nowak allegedly committed breach of fiduciary duty, misrepresentation, unsuitability, fraud.
  • Customers allege that Dean Nowak made misrepresentations and omissions regarding the features and risks of a fixed annuity and a real estate investment trust, including restrictions on liquidity and the applicable time horizon, and that those products were not suitable for the customers.
  • Misrepresentation & fraud.

Dean Nowak Red Flags & Your Rights As An Investor

Of course, Dean Nowak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Nowak at Newbridge Securities Corporation and Taylor Capital Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Dean Nowak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation and Taylor Capital Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Dean Nowak

If you have questions about Newbridge Securities Corporation, Taylor Capital Management Inc. and/or Dean Nowak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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