Santa Rosa Investment Fraud and Securities Lawyer

The Law Offices of Robert Wayne Pearce, P.A. represents clients in Santa Rosa harmed by stockbroker misconduct, investment fraud, and other financial advisor wrongdoing. Our attorneys regularly handle cases involving unauthorized trading, Ponzi schemes, excessive commissions, and breach of fiduciary duty.

We help Santa Rosa investors recover losses through FINRA arbitration, federal and state court litigation, and negotiated settlements. Our firm is experienced in bringing claims against broker-dealers, RIAs, and other financial firms for violations of industry rules and securities laws.

Attorney Robert Pearce and his team understand the tactics bad brokers use—and how to hold them accountable. We focus on recovering damages for clients located in Santa Rosa and surrounding areas.

We usually work on a contingency fee basis but offer hourly and alternative arrangements when needed.

Guidance From One of the Most Experienced Securities Fraud Law Firms

We represent Santa Rosa–area investors and have deep knowledge of the California Corporate Securities Law of 1968 and other state regulations—such as the Elder Abuse and Dependent Adult Civil Protection Act—that often arise when seniors are exploited. If you suspect wrongdoing, call us for a no-cost consultation.

Searching for an investment fraud or securities fraud attorney “near me” might not always get you the best attorney for your case. That said, we represent clients nationwide and have represented investors near you in Santa Rosa, and the greater San Francisco are.

From complex high-net-worth portfolios to more modest savings that still deserve protection, we guide clients through FINRA arbitration, DFPI complaints, and other avenues to recoup losses throughout Santa Rosa:

  • Fountaingrove & Skyfarm – Luxury golf-course estates where concentrated tech-stock holdings can make investors vulnerable to excessive margin lending and volatile options strategies.
  • Montecito Heights & Proctor Terrace – Established professional enclaves whose medical and legal practitioners often grant brokers discretionary authority, increasing the risk of unauthorized trading.
  • Bennett Valley & Annadel Heights – Vineyard-adjacent neighborhoods attracting wine-industry entrepreneurs frequently pitched high-yield Regulation D offerings or private REITs that may be misrepresented.
  • Hidden Valley & Rincon Valley Foothills – Family-oriented areas with many retirees relying on income products such as non-traded BDCs, which can involve undisclosed fees and liquidity concerns.

A Personalized Strategy for Your Investment Fraud Claim

We recognize that every situation is unique. Our attorneys investigate the details of your claim and develop a plan designed specifically for your needs. With our in-depth understanding of securities regulations, we’re committed to securing the strongest possible outcome for you.

Contact the Santa Rosa Investment and Securities Fraud Attorneys at the Law Offices of Robert Wayne Pearce, P.A Today

Don’t let fraud jeopardize your financial goals. At the Law Offices of Robert Wayne Pearce, P.A., we’re here to help you work toward recovering your losses.

We’ve recovered more than $175 million for our clients, establishing ourselves as determined advocates for investor rights, and with over 45 years of experience in securities law, our firm has tackled some of the most complex regulations that govern investments.

Call the investment fraud recovery and FINRA arbitration lawyers at the Law Offices of Robert Wayne Pearce, P.A. at (800) 732-2889 or fill out the free consultation form on the right to connect with an attorney today. There’s no obligation, and we keep all inquiries strictly confidential.

Written by attorney Robert Wayne Pearce

Santa Rosa securities fraud lawyer for investment loss recovery
Stockbroker misconduct attorney serving Santa Rosa, California
Ponzi scheme litigation law firm in Santa Rosa
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